Tyler J. Ares

FRESH BREAD INVESTMENTS

Weston, FL 33326

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CRD#: 5430692

Professional summary

Tyler Jordan Ares, who also goes by Tyler Ares, is a registered financial advisor currently at FRESH BREAD INVESTMENTS, LLC located in Weston, Florida.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Tyler has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler Ares

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Jordan Ares's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 26, 2022 - Present

FRESH BREAD INVESTMENTS, LLC

Office #1: 1555 Bonaventure Blvd. Suite 1010, Weston, FL 33326

RIA

CRD#: 319251

Weston, FL

Past

July 12, 2018 - February 22, 2022

JOSEPH GUNNAR & CO. LLC

RIA

CRD#: 24795

POESTENKILL, NY

Past

June 15, 2018 - February 22, 2022

JOSEPH GUNNAR & CO. LLC

CRD#: 24795

NEW YORK, NY

Past

September 30, 2015 - July 12, 2018

AEGIS CAPITAL CORP.

RIA

CRD#: 15007

INCLINE VILLAGE, NV

Past

August 17, 2012 - July 12, 2018

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

April 19, 2010 - August 20, 2012

JOSEPH GUNNAR & CO. LLC

CRD#: 24795

NEW YORK, NY

Past

July 10, 2009 - April 16, 2010

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

NEW YORK, NY

Past

December 23, 2008 - July 7, 2009

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Past

October 3, 2008 - November 19, 2008

ECHOTRADE LLC

CRD#: 42239

PHOENIX, AZ

Past

December 21, 2007 - September 29, 2008

GUNNALLEN FINANCIAL, INC

CRD#: 17609

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/16/2022)

IAR

Florida
(12/8/2022)

IAR

New York
(2/26/2022)

IAR

Texas
(4/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/11/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2007

General Securities Representative Examination

Current Firm

FRESH BREAD INVESTMENTS, LLC

CRD#: 319251 / SEC#:

California

Registered Investment Advisory firm - (3/16/2022 Approved)

Florida

Registered Investment Advisory firm - (12/8/2022 Approved)

New York

Registered Investment Advisory firm - (2/26/2022 Approved)

Texas

Registered Investment Advisory firm - (4/4/2022 Approved)

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Contact information

Main Address

1555 Bonaventure Blvd. Suite 1010, Weston, FL 33326

Mailing Address

Phone number

(518) 283-8332

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 36,827,975

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tyler J. Ares

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Jordan Ares's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOSEPH GUNNAR & CO. LLC

JOSEPH GUNNAR & CO. LLC

AEGIS CAPITAL CORP.

AEGIS CAPITAL CORP.

JOSEPH GUNNAR & CO. LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

E*TRADE SECURITIES LLC

ECHOTRADE LLC

GUNNALLEN FINANCIAL, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/2015

Series 63

Date: 2/11/2008

SIE

Date: 10/1/2018

Series 7

Date: 12/20/2007

Current Firm

FRESH BREAD INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FRESH BREAD INVESTMENTS, LLC

TRUST BUT VERIFY

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