Travis R. Mcghee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Travis R Mcghee was a registered financial professional .
Travis is a previously registered financial professional and started their career in finance in 2007. Travis had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2010 - August 27, 2012
E*TRADE FUTURES LLC
November 3, 2009 - May 27, 2010
DIVINE CAPITAL MARKETS LLC
November 13, 2007 - November 24, 2009
HOWE BARNES HOEFER & ARNETT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
E*TRADE FUTURES LLC
CRD#: 145562 / SEC#: , 8-67735
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ETCM HOLDINGS, LLC | PARENT CO./SOLE SHAREHOLDER | |
| HERMANN, JAMES CLIFFORD | CHIEF COMPLIANCE OFFICER | 1697681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
