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MN

Michael A. Nicolosi

Some features on this profile are disabled
CRD#: 5430609
MN

Professional summary

Michael Anthony Nicolosi was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial professional and started their career in finance in 2008. Prior to being barred, Michael had worked at 2 firms, which includes REID & RUDIGER LLC, COLUMBUS ADVISORY GROUP LTD..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 22, 2008 - June 13, 2008

REID & RUDIGER LLC

BD
CRD#: 47263
NEW YORK, NY
Past

January 4, 2008 - April 23, 2008

COLUMBUS ADVISORY GROUP, LTD.

BD
CRD#: 126331
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/14/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/3/2008
General Securities Representative Examination

Current Firm

R&
REID & RUDIGER LLC
REID & RUDIGER LLC

CRD#: 47263 / SEC#: , 8-51721

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street Ste 1708, New York, NY 10005
Mailing Address
40 Wall Street Ste 706, New York, NY 10005
Phone number
(212) 785-0500
Established
New York since 03/18/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EVERMORE HOLDINGS, LLCDIRECT OWNER
HARRISON, MARCMANAGING DIRECTOR, GSP, (ROP, CROP, SROP EFFECTIVE 5/2001), DESIGNATED GOVERNMENT PRINCIPAL1605568
MEZZATESTA, KELLI ACCO, AML CO4701170
RUDIGER, EDWARD JOSEPH JRCEO2118724
STOUBER, RANDY MARCFINOP1104531

Disclosures

Regulatory Event1
Arbitration1

Red Flags

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Company Information

REID & RUDIGER LLC

CRD#: 47263

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