DB
David P. Biasco
BLACKROCK INVESTMENT MANAGEMENT
Denver, CO 80206
Some features on this profile are disabled
CRD#: 5430565
DB
Professional summary
David Paul Biasco, CFP®, who also goes by David P Biasco III, David P Biasco, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in Denver, Colorado and BLACKROCK INVESTMENTS, LLC located in Denver, Colorado.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. David has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David P Biasco Iii | David P Biasco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Paul Biasco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 2, 2025 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 44 Cook Street Suite 255, Denver, CO 80206RIA
CRD#: 108928
Denver, CO
Current
December 2, 2025 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 44 Cook Street Suite 800 (8th Floor), Denver, CO 80206BD
CRD#: 38642
Denver, CO
Past
May 31, 2022 - November 19, 2025
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
SAN MATEO, CA
Past
September 9, 2021 - May 9, 2022
CANTOR FITZGERALD INVESTMENT ADVISORS
RIA
CRD#: 159296
NAPERVILLE, IL
Past
September 7, 2021 - May 9, 2022
CANTOR FITZGERALD & CO.
BD
CRD#: 134
NEW YORK, NY
Past
July 13, 2018 - September 8, 2021
ABERDEEN FUND DISTRIBUTORS, LLC
BD
CRD#: 146230
PHILADELPHIA, PA
Past
October 21, 2015 - July 13, 2018
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
DENVER, CO
Past
April 29, 2014 - October 2, 2015
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
CHICAGO, IL
Past
August 7, 2013 - April 7, 2014
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
OAKBROOK TERRACE, IL
Past
July 25, 2013 - April 7, 2014
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
OAKBROOK TERRACE, IL
Past
October 23, 2007 - July 23, 2013
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
BD
CRD#: 39805
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/2/2025)
RR
Alaska(12/2/2025)
RR
Arizona(12/2/2025)
RR
Arkansas(12/2/2025)
RR
California(12/2/2025)
RR
Colorado(12/2/2025)
IAR
Colorado(12/2/2025)
RR
Connecticut(12/2/2025)
RR
Delaware(12/2/2025)
RR
District of Columbia(12/2/2025)
RR
Florida(12/2/2025)
RR
Georgia(12/2/2025)
RR
Hawaii(12/2/2025)
RR
Idaho(12/2/2025)
RR
Illinois(12/2/2025)
RR
Indiana(12/2/2025)
RR
Iowa(12/2/2025)
RR
Kansas(12/2/2025)
RR
Kentucky(12/2/2025)
RR
Louisiana(12/2/2025)
RR
Maine(12/2/2025)
RR
Maryland(12/2/2025)
RR
Massachusetts(12/2/2025)
RR
Michigan(12/2/2025)
RR
Minnesota(12/2/2025)
RR
Mississippi(12/2/2025)
RR
Missouri(12/2/2025)
RR
Montana(12/2/2025)
RR
Nebraska(12/2/2025)
RR
Nevada(12/2/2025)
RR
New Hampshire(12/2/2025)
RR
New Jersey(12/2/2025)
IAR
New Jersey(12/3/2025)
RR
New Mexico(12/2/2025)
RR
New York(12/2/2025)
RR
North Carolina(12/2/2025)
RR
North Dakota(12/2/2025)
RR
Ohio(12/2/2025)
RR
Oklahoma(12/2/2025)
RR
Oregon(12/2/2025)
RR
Pennsylvania(12/2/2025)
RR
Puerto Rico(12/2/2025)
RR
Rhode Island(12/2/2025)
RR
South Carolina(12/2/2025)
RR
South Dakota(12/2/2025)
RR
Tennessee(12/2/2025)
RR
Texas(12/2/2025)
RR
Utah(12/2/2025)
RR
Vermont(12/2/2025)
RR
Virgin Islands(12/2/2025)
RR
Virginia(12/2/2025)
RR
Washington(12/2/2025)
RR
West Virginia(12/2/2025)
RR
Wisconsin(12/2/2025)
RR
Wyoming(12/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
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Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
