David P. Biasco

FRANKLIN DISTRIBUTORS

St. Petersburg, FL 33716

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CRD#: 5430565

Professional summary

David Paul Biasco, CFP®, who also goes by David P Biasco III, David P Biasco, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in St. Petersburg, Florida.

David is registered as a RR (Registered Representative) and started their career in finance in 2007. David has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

David P Biasco Iii | David P Biasco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Paul Biasco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 31, 2022 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 100 Fountain Parkway, St. Petersburg, FL 33716

CRD#: 109064

St. Petersburg, FL

Past

September 9, 2021 - May 9, 2022

CANTOR FITZGERALD INVESTMENT ADVISORS

RIA

CRD#: 159296

NAPERVILLE, IL

Past

September 7, 2021 - May 9, 2022

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

July 13, 2018 - September 8, 2021

ABERDEEN FUND DISTRIBUTORS, LLC

CRD#: 146230

PHILADELPHIA, PA

Past

October 21, 2015 - July 13, 2018

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

April 29, 2014 - October 2, 2015

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

August 7, 2013 - April 7, 2014

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

OAKBROOK TERRACE, IL

Past

July 25, 2013 - April 7, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

OAKBROOK TERRACE, IL

Past

October 23, 2007 - July 23, 2013

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/31/2022)

Alaska
(5/31/2022)

Arizona
(5/31/2022)

Arkansas
(5/31/2022)

California
(5/31/2022)

Colorado
(5/31/2022)

Connecticut
(5/31/2022)

Delaware
(5/31/2022)

District of Columbia
(5/31/2022)

Florida
(5/31/2022)

Georgia
(5/31/2022)

Hawaii
(5/31/2022)

Idaho
(5/31/2022)

Illinois
(5/31/2022)

Indiana
(5/31/2022)

Iowa
(5/31/2022)

Kansas
(5/31/2022)

Kentucky
(5/31/2022)

Louisiana
(5/31/2022)

Maine
(5/31/2022)

Maryland
(5/31/2022)

Massachusetts
(5/31/2022)

Michigan
(5/31/2022)

Minnesota
(5/31/2022)

Mississippi
(5/31/2022)

Missouri
(5/31/2022)

Montana
(5/31/2022)

Nebraska
(5/31/2022)

Nevada
(5/31/2022)

New Hampshire
(5/31/2022)

New Jersey
(5/31/2022)

New Mexico
(5/31/2022)

New York
(5/31/2022)

North Carolina
(5/31/2022)

North Dakota
(5/31/2022)

Ohio
(6/1/2022)

Oklahoma
(5/31/2022)

Oregon
(5/31/2022)

Pennsylvania
(5/31/2022)

Rhode Island
(5/31/2022)

South Carolina
(5/31/2022)

South Dakota
(5/31/2022)

Tennessee
(6/2/2022)

Texas
(5/31/2022)

Utah
(5/31/2022)

Vermont
(5/31/2022)

Virginia
(5/31/2022)

Washington
(5/31/2022)

West Virginia
(5/31/2022)

Wisconsin
(5/31/2022)

Wyoming
(5/31/2022)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/7/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/9/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

One Franklin Parkway, San Mateo, CA 94403

Mailing Address

1201 Wills Street, Baltimore, MD 21231

Phone number

(800) 632-2350

Established

Delaware since 12/01/2000

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TEMPLETON WORLDWIDE, INC.	SHAREHOLDER
CIEPRISZ, KENNETH DAVID	CHIEF COMPLIANCE OFFICER	2303713
GAMBA, DANIEL ERNESTO	CHIEF EXECUTIVE OFFICER	4594704
MASOM, JEFFREY SCOTT	PRESIDENT-DIRECTOR	2870966
PATERSON, DAVID	CHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL	7001546

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David P. Biasco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Paul Biasco's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANTOR FITZGERALD INVESTMENT ADVISORS

CANTOR FITZGERALD & CO.

ABERDEEN FUND DISTRIBUTORS, LLC

ALPS DISTRIBUTORS, INC.

DWS DISTRIBUTORS, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/7/2013

Series 63

Date: 11/9/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/18/2007

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FRANKLIN DISTRIBUTORS, LLC

TRUST BUT VERIFY

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