Patrick J. Vasicovschi

VOYA RETIREMENT ADVISORS

Glenview, IL

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CRD#: 5430470

Professional summary

Patrick James Vasicovschi, who also goes by Patrick Meyer, Patrick Vasicovschi, is a registered financial advisor currently at VOYA RETIREMENT ADVISORS, LLC located in Glenview, Illinois and VOYA FINANCIAL ADVISORS, INC. located in Glenview, Illinois.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Patrick has worked at 16 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Meyer | Patrick Vasicovschi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick James Vasicovschi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2025 - Present

VOYA RETIREMENT ADVISORS, LLC

RIA

CRD#: 3989

Glenview, IL

Current

June 9, 2025 - Present

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

Glenview, IL

Current

June 9, 2025 - Present

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

Sykesville, MD

Past

December 12, 2024 - February 10, 2025

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Glenview, IL

Past

December 6, 2024 - February 10, 2025

HIGHTOWER SECURITIES, LLC

CRD#: 116681

CHICAGO, IL

Past

June 21, 2021 - November 27, 2024

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Chandler, AZ

Past

June 17, 2021 - November 27, 2024

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

October 31, 2019 - June 4, 2021

HUB INTERNATIONAL INVESTMENT SERVICES INC.

RIA

CRD#: 150252

Burbank, CA

Past

October 31, 2019 - June 4, 2021

HUB INTERNATIONAL INVESTMENT ADVISORY SERVICES INC.

RIA

CRD#: 290090

Burbank, CA

Past

October 31, 2019 - June 4, 2021

HUB INTERNATIONAL INVESTMENT SERVICES INC.

CRD#: 150252

KANSAS CITY, MO

Past

October 11, 2019 - May 18, 2021

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Chandler, AZ

Past

October 11, 2019 - May 18, 2021

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Chandler, AZ

Past

October 13, 2016 - March 5, 2019

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

Los Angeles, CA

Past

April 20, 2016 - March 5, 2019

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Los Angeles, CA

Past

July 1, 2015 - March 30, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

October 22, 2012 - March 6, 2015

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

LONG ISLAND CITY, NY

Past

February 24, 2011 - October 16, 2012

FIRST EMPIRE SECURITIES, INC.

CRD#: 15129

HAUPPAUGE, NY

Past

April 16, 2008 - February 22, 2011

SIGNATOR INVESTORS, INC.

CRD#: 468

MELVILLE, NY

Past

December 7, 2007 - March 5, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MITCHEL FIELD, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989 / SEC#: 801-57963, 8-14495

RIA

Registered Investment Advisory firm - SEC (9/25/2000 Approved)

Terminated by SEC on 11/29/2016

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Connecticut
(6/10/2025)

Illinois
(6/9/2025)

IAR

Illinois
(6/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/28/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 2/26/2024

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 2/26/2024

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/18/2012

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/6/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/9/2016

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/25/2016

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 4

Date: 7/24/2011

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/18/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989 / SEC#: 801-57963, 8-14495

RIA

Registered Investment Advisory firm - SEC (9/25/2000 Approved)

Terminated by SEC on 11/29/2016

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Contact information

Main Address

One Orange Way, Windsor, CT 06095

Mailing Address

Phone number

(860) 580-2817

Established

New Jersey since 02/01/2000

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

116

SEC notice filing (52 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

VOYA RETIREMENT ADVISORS, LLC PART 2A BROCHURE (3/12/2025)

Direct owners and executive officers

Name	Position	CRD#
VOYA INSTITUTIONAL PLAN SERVICES, LLC	SOLE MEMBER OF APPLICANT
GORDON, REGINA AVERY	CHIEF COMPLIANCE OFFICER	3173644
HULTGREN, KRISTIN HENDERSON	CFO / FINOP	5506534
NICHOLS, JAMES LUTHER IV	MANAGING DIRECTOR	5237805

Regulatory assets under management

Total Number of Accounts	13,160
AUM (Assets Under Management)	$ 30,885,140,490

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick J. Vasicovschi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick James Vasicovschi's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

HUB INTERNATIONAL INVESTMENT SERVICES INC.

HUB INTERNATIONAL INVESTMENT ADVISORY SERVICES INC.

HUB INTERNATIONAL INVESTMENT SERVICES INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.P. MORGAN SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

FIRST EMPIRE SECURITIES, INC.

SIGNATOR INVESTORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

VOYA RETIREMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/2016

Series 63

Date: 4/28/2008

Series 99TO

Date: 2/26/2024

Series 57TO

Date: 2/26/2024

SIE

Date: 10/1/2018

Series 55

Date: 5/18/2012

Series 7

Date: 12/6/2007

Series 10

Date: 5/9/2016

Series 9

Date: 4/25/2016

Series 4

Date: 7/24/2011

Series 24

Date: 6/18/2010

FINRA

Current Firm

VOYA RETIREMENT ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

VOYA RETIREMENT ADVISORS, LLC

TRUST BUT VERIFY

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