SR
Samudra P. Raychaudhuri
ATLAS PRIVATE WEALTH ADVISORS
RED BANK, NJ 07701
Some features on this profile are disabled
CRD#: 5430134
SR
Professional summary
Samudra Prasad Raychaudhuri, who also goes by Samudra P Raychaudhuri, is a registered financial advisor currently at ATLAS PRIVATE WEALTH ADVISORS located in Red Bank, New Jersey and LPL FINANCIAL LLC located in Red Bank, New Jersey.
Samudra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Samudra has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Samudra P Raychaudhuri
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 07/28/2016: Atlas Private Wealth Advisors, LLC - DBA for LPL Business (entity for LPL business) - INV REL - 14 Cliffwood Avenue, Matawan, NJ 07747 - Start 09/01/2016 - 200 Hr/Mo; 35 Hours During Securities Trading
(2) 08/31/2016: Atlas Private Wealth Advisors, LLC - Registered Investment Advisor Hybrid - DBA: (Hybrid) Atlas Private Wealth Advisors, LLC -Investment Related - 14 Cliffwood Avenue, Matawan, NJ 07747 - Start 09/01/2016 - 200 Hr/Mo; 35 Hours During Securities Trading - I provide investment advisory services through Atlas Private Wealth Advisor,LLC, an independent investment advisor firm. I started this business activity on 8/30/16. I expect to spend approximately 35 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
(3) 12/19/2017 - Pinnacle Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 01/15/2016 - 10 Hours Per Month/2 During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Samudra Prasad Raychaudhuri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2016 - Present
ATLAS PRIVATE WEALTH ADVISORS
Office #1: 331 Newman Springs Rd. Suite 320, Building 3 2nd Floor, Red Bank, NJ, 07701RIA
CRD#: 283744
RED BANK, NJ
Current
January 15, 2016 - Present
LPL FINANCIAL LLC
Office #1: 331 Newman Springs Rd Ste 320 2nd Floor, Red Bank, NJ 07701RIA
BD
CRD#: 6413
RED BANK, NJ
Past
January 19, 2016 - August 31, 2016
FLAGSHIP HARBOR ADVISORS, LLC
RIA
CRD#: 155733
Matawan, NJ
Past
September 8, 2008 - February 4, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MATAWAN, NJ
Past
September 8, 2008 - February 4, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MATAWAN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ATLAS PRIVATE WEALTH ADVISORS
ATLAS PRIVATE WEALTH ADVISORS | THE CAPITAL LEGACY, LLC | SHAH WEALTH MANAGEMENT | PAUL CARPENTER CAPITAL ADVISORS | CHAMPION FINANCIAL TEAM | CAPLAN CAPITAL MANAGEMENT | CAPITAL LEGACY | ATLAS PRIVATE WEALTH ALLIANCE | ATLAS PRIVATE WEALTH ADVISORS, LLC
CRD#: 283744 / SEC#: 801-107919
RIA
Registered Investment Advisory firm - (6/13/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/24/2020)
RR
California(8/24/2020)
RR
Colorado(2/3/2025)
RR
Delaware(12/23/2021)
RR
Florida(1/16/2025)
RR
Georgia(4/18/2023)
RR
Idaho(1/11/2025)
RR
Illinois(2/3/2025)
RR
Iowa(2/3/2025)
RR
Louisiana(12/19/2024)
RR
Maryland(1/16/2025)
RR
Minnesota(12/19/2024)
RR
Missouri(11/7/2024)
RR
Nevada(8/24/2020)
RR
New Jersey(1/15/2016)
IAR
New Jersey(9/9/2016)
RR
New York(1/2/2021)
RR
North Carolina(12/23/2024)
RR
Oregon(2/3/2025)
RR
Pennsylvania(1/2/2021)
RR
South Carolina(1/21/2025)
RR
Utah(8/24/2020)
RR
Virginia(1/11/2025)
RR
West Virginia(1/11/2025)
RR
Wisconsin(2/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AP
ATLAS PRIVATE WEALTH ADVISORS
ATLAS PRIVATE WEALTH ADVISORS | THE CAPITAL LEGACY, LLC | SHAH WEALTH MANAGEMENT | PAUL CARPENTER CAPITAL ADVISORS | CHAMPION FINANCIAL TEAM | CAPLAN CAPITAL MANAGEMENT | CAPITAL LEGACY | ATLAS PRIVATE WEALTH ALLIANCE | ATLAS PRIVATE WEALTH ADVISORS, LLC
CRD#: 283744 / SEC#: 801-107919
RIA
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Contact information
Main Address
331 Newman Springs Rd. Suite 320, Building 3 2nd Floor, Red Bank, NJ, 07701
Mailing Address
Phone number
(888) 996-2666
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,524 |
| AUM (Assets Under Management) | $ 688,121,996 |
Red Flags
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Company Information
ATLAS PRIVATE WEALTH ADVISORS
CRD#: 283744Red Bank, NJ 07701TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
