Alexander A. Leonida
CAPITAL FINANCIAL GROUP | Chief Investment Officer
GREENWOOD VILLAGE, CO 80111
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CRD#: 5429993
Professional summary
Alexander Adrian Leonida, CFP®, CIMA®, who also goes by Alex Leonida, is a registered financial advisor currently at CAPITAL FINANCIAL GROUP, INC. located in Greenwood Village, Colorado.
Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Alexander has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
What are your service offerings?
Financial planning
Trading individual securities
Retirement planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
Yes
Aliases
Alex Leonida
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Alexander Leonida is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment advisor. CFG always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of CFG in connection with such individual's activities outside of CFG. Alexander Leonida currently offers non-variable insurance products through One Insurance Solutions for RIAs by Producer's Choice Network. Producer's Choice Network is an Independent Marketing Organization and provides licensing and servicing to investment advisor representatives. One Insurance Solutions for RIAs by Producer's Choice Network provides annuity, long-term care and life insurance products through various insurance carriers.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Adrian Leonida's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
July 1, 2009 - Present
CAPITAL FINANCIAL GROUP, INC.
Office #1: 8400 E. Prentice Ave., Suite 1100, Greenwood Village, CO 80111RIA
CRD#: 111709
GREENWOOD VILLAGE, CO
Past
October 12, 2007 - October 10, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CAPITAL FINANCIAL GROUP, INC.
CAPITAL FINANCIAL GROUP, INC.
CRD#: 111709 / SEC#: 801-117272
RIA
Registered Investment Advisory firm - (8/28/2019 Approved)Colorado
Registered Investment Advisory firm - (9/24/2019 Terminated)Texas
Registered Investment Advisory firm - (10/28/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(7/1/2009)
IAR
Texas(11/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
CF
CAPITAL FINANCIAL GROUP, INC.
CAPITAL FINANCIAL GROUP, INC.
CRD#: 111709 / SEC#: 801-117272
RIA
Registered Investment Advisory firm - (8/28/2019 Approved)Colorado
Registered Investment Advisory firm - (9/24/2019 Terminated)Texas
Registered Investment Advisory firm - (10/28/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8400 E. Prentice Ave., Suite 1100, Greenwood Village, CO 80111-2926
Mailing Address
Phone number
(303) 629-7500
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 655 |
| AUM (Assets Under Management) | $ 204,720,315 |
Red Flags
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Company Information
CAPITAL FINANCIAL GROUP, INC.
Chief Investment OfficerCRD#: 111709Greenwood Village, CO 80111TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
