Daniel D. Bragg

BRAGG CAPITAL MANAGEMENT LLC

Agoura Hills, CA

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CRD#: 5429668

Professional summary

Daniel Douglas Bragg, who also goes by Daniel D Bragg, is a registered financial advisor currently at BRAGG CAPITAL MANAGEMENT LLC located in Agoura Hills, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Daniel has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel D Bragg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance sales, not investment related, independent agent, 2 hrs a month, afternoon not during trading hours Pure Distribution, not investment related, Chief Investment Officer, 10 HRS Month, Afternoon not during trading hours. Help owner with capital allocation decisions KC Equipment Rentals, not investment related, Chief Investment Officer, 10 HRS Month, Afternoon not during trading hours. Help owner with capital allocation decisions

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Douglas Bragg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2019 - Present

BRAGG CAPITAL MANAGEMENT LLC

RIA

CRD#: 304030

Agoura Hills, CA

Past

October 29, 2007 - June 9, 2008

NEW ENGLAND SECURITIES

CRD#: 615

WOODLAND HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/25/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/11/2007

General Securities Representative Examination

Current Firm

BRAGG CAPITAL MANAGEMENT LLC

CRD#: 304030 / SEC#:

California

Registered Investment Advisory firm - (7/12/2019 Approved)

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Contact information

Main Address

Agoura Hills, CA

Mailing Address

Phone number

(805) 428-9378

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 3,153,212

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel D. Bragg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Douglas Bragg's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRAGG CAPITAL MANAGEMENT LLC

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 1/25/2019

Series 7

Date: 10/11/2007

Current Firm

BRAGG CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRAGG CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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