MW
Michael P. Warren
EQUITY ARMOR INVESTMENTS
Cottonwood Heights, UT
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CRD#: 5429628
MW
Professional summary
Michael Portes Warren, who also goes by Michael Warren, is a registered financial advisor currently at EQUITY ARMOR INVESTMENTS located in Cottonwood Heights, Utah and TRADINGBLOCK located in Holladay, Utah.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 5 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Warren
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ASSOCIATED PERSON OF OPTIONIQ, AN NFA REGULATED COMMODITIES/FUTURES INTRODUCING BROKER. 488 E. WINCHESTER STREET, SUITE 200, SALT LAKE CITY, UT 84107. THE BUSINESS INS INVESTMENT RELATED AND BEGAN CONCURRENTLY WITH MY AFFILIATION WITH CAMBRIA CAPITAL, LLC IN 2014. RESPONSIBILITIES INVOLVE ORDER DESK, CUSTOMER SUPPORT AND SALES ACTIVITIES. APPROXIMATELY 40 HRS PER MONTH PRIMARILY DURING MARKET HOURS. Investment Adviser Representative at Equity Armor Investments (CRD 156327), Chicago, IL beginning in April 2025. Investment related business, paid fee-based compensation on client assets under management. Spend approximately 10 hours per month during trading hours. ASSOCIATED PERSON / PRINCIPAL / PORTFOLIO MANAGER OF IQCAPITAL MANAGEMENT. IQCAPITAL MANAGEMENT, LLC IS OPTIONIQ'S AFFILIATED COMMODITY TRADING ADVISOR LOCATED AT 488 E WINCHESTER ST., SUITE 200, SALT LAKE CITY, UT 84107. THE BUSINESS IS INVESTMENT RELATED AND BEGAN IN JANURAY 2016. RESPONSIBILITIES INVOLVE PARTICIPATION IN THE COMPANY'S TRADING COMMITTEE, STRATEGY MANAGEMENT, ACCOUNT REVIEW AND GENERAL CLIENT SERVICE. APPROXIMATELY 80 HOURS PER MONTH WITH 60 HOURS DURING MARKET HOURS. MANAGING MEMBER / PORTFOLIO MANAGER OF VALERE CAPITAL GROUP LLC., THE BUSINESS IS INVESTMENT RELATED AND BEGAN IN FEBRUARY 2023. LOCATED AT 488 E WINCHESTER STREET, SUITE 200, SALT LAKE CITY, UT 84107. VALERE CAPITAL GROUP IS SEEKING REGISTRATION WITH THE NFA AS A COMMODITY TRADING ADVISOR. 10-20 HOURS PER WEEK DURING MARKET HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Michael Portes Warren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2025 - Present
EQUITY ARMOR INVESTMENTS
RIA
CRD#: 156327
Cottonwood Heights, UT
Current
January 5, 2025 - Present
TRADINGBLOCK
BD
CRD#: 128605
Holladay, UT
Past
May 16, 2017 - December 31, 2024
CAMBRIA CAPITAL, LLC
RIA
CRD#: 133760
SALT LAKE CITY, UT
Past
April 3, 2014 - December 31, 2024
CAMBRIA CAPITAL, LLC
BD
CRD#: 133760
SALT LAKE CITY, UT
Past
October 1, 2008 - July 26, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SAN FRANCISCO, CA
Past
January 16, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EQUITY ARMOR INVESTMENTS
EQUITY ARMOR INVESTMENTS | THE STUTLAND VOLATILITY GROUP, LLC | EQUITY ARMOR INVESTMENTS, LLC
CRD#: 156327 / SEC#: 801-117276
RIA
Registered Investment Advisory firm - (9/3/2019 Approved)Illinois
Registered Investment Advisory firm - (9/6/2019 Terminated)Texas
Registered Investment Advisory firm - (12/31/2014 Failure to Renew)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2025)
RR
Alaska(1/5/2025)
RR
Arizona(1/5/2025)
RR
Arkansas(1/5/2025)
RR
California(1/5/2025)
RR
Colorado(1/5/2025)
RR
Connecticut(1/5/2025)
RR
Florida(1/5/2025)
RR
Georgia(1/5/2025)
RR
Hawaii(1/9/2025)
RR
Idaho(1/5/2025)
RR
Illinois(1/5/2025)
IAR
Illinois(4/16/2025)
RR
Iowa(1/5/2025)
RR
Kansas(1/5/2025)
RR
Louisiana(1/5/2025)
RR
Maryland(1/5/2025)
RR
Massachusetts(1/5/2025)
RR
Michigan(1/5/2025)
RR
Minnesota(1/5/2025)
RR
Missouri(1/5/2025)
RR
Nevada(1/5/2025)
RR
New Hampshire(1/5/2025)
RR
New Jersey(1/8/2025)
RR
New Mexico(1/5/2025)
RR
New York(1/5/2025)
RR
North Carolina(1/5/2025)
RR
Ohio(1/5/2025)
RR
Oklahoma(1/5/2025)
RR
Oregon(1/5/2025)
RR
Pennsylvania(1/5/2025)
RR
South Carolina(1/5/2025)
RR
South Dakota(1/5/2025)
RR
Texas(1/5/2025)
RR
Utah(1/5/2025)
IAR
Utah(4/16/2025)
RR
Vermont(1/5/2025)
RR
Virginia(1/5/2025)
RR
Washington(1/5/2025)
RR
West Virginia(1/5/2025)
RR
Wisconsin(1/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EQUITY ARMOR INVESTMENTS
EQUITY ARMOR INVESTMENTS | THE STUTLAND VOLATILITY GROUP, LLC | EQUITY ARMOR INVESTMENTS, LLC
CRD#: 156327 / SEC#: 801-117276
RIA
Registered Investment Advisory firm - (9/3/2019 Approved)Illinois
Registered Investment Advisory firm - (9/6/2019 Terminated)Texas
Registered Investment Advisory firm - (12/31/2014 Failure to Renew)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
318 West Adams Street 10th Floor, Chicago, IL 60606
Mailing Address
Phone number
(312) 318-9191
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 90 |
| AUM (Assets Under Management) | $ 171,123,340 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
