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KH

Kristen J. Holt

COTTONWOOD CAPITAL ADVISORS
Irving, TX 75062
Some features on this profile are disabled
CRD#: 5429380
KH

Professional summary

Kristen Joy Holt, who also goes by Kristen Joy Metke, is a registered financial advisor currently at COTTONWOOD CAPITAL ADVISORS located in Irving, Texas.

Kristen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Kristen has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kristen Joy Metke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Co-Owner, Cottonwood Ventures, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 01/03/2022; 100% of time spent during business hours; Conducted at branch; Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristen Joy Holt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 29, 2023 - Present

COTTONWOOD CAPITAL ADVISORS

Office #1: 105 Decker Court Suite 730, Irving, TX 75062
RIA
CRD#: 322366
Irving, TX
Past

January 8, 2018 - April 3, 2023

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
Irving, TX
Past

January 14, 2016 - April 3, 2023

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
Irving, TX
Past

March 28, 2013 - January 14, 2016

PROSPERA FINANCIAL SERVICES, INC.

BD
CRD#: 10740
IRVING, TX
Past

June 16, 2009 - April 11, 2013

MORGAN STANLEY

BD
CRD#: 149777
ARLINGTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COTTONWOOD CAPITAL ADVISORS
COTTONWOOD CAPITAL ADVISORS | COTTONWOOD VENTURES, LLC

CRD#: 322366 / SEC#: 801-127478

RIA
Registered Investment Advisory firm - (3/21/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/29/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/11/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/4/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/14/2009
General Securities Representative Examination

Current Firm

CC
COTTONWOOD CAPITAL ADVISORS
COTTONWOOD CAPITAL ADVISORS | COTTONWOOD VENTURES, LLC

CRD#: 322366 / SEC#: 801-127478

RIA
Registered Investment Advisory firm - (3/21/2023 Approved)
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Contact information

Main Address
105 Decker Court Suite 730, Irving, TX 75062
Mailing Address
Phone number
(972) 573-4030
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (2 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SEPTEMBER 2025 ADV PART 2 BROCHURE (9/9/2025)

Regulatory assets under management

Total Number of Accounts204
AUM (Assets Under Management)$ 291,018,574

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/27/2025
Cover Page
Report
05/13/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COTTONWOOD CAPITAL ADVISORS

CRD#: 322366Irving, TX 75062

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