David R. Luedecke

DIAMOND CLIENT GROUP

The Woodlands, TX 77380

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CRD#: 5429147

Professional summary

David Ray Luedecke JR., who also goes by David Ray Luedecke, is a registered financial advisor currently at DIAMOND CLIENT GROUP, LLC located in The Woodlands, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. David has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Ray Luedecke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ray Luedecke JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2023 - Present

DIAMOND CLIENT GROUP, LLC

Office #1: 9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380

RIA

CRD#: 310570

The Woodlands, TX

Past

March 25, 2017 - December 11, 2023

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

HOUSTON, TX

Past

March 25, 2017 - December 11, 2023

MML INVESTORS SERVICES, LLC

CRD#: 10409

HOUSTON, TX

Past

December 10, 2013 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

HOUSTON, TX

Past

September 20, 2013 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

HOUSTON, TX

Past

March 24, 2009 - September 9, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

AUSTIN, TX

Past

March 24, 2009 - September 9, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

AUSTIN, TX

Past

April 15, 2008 - July 11, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

AUSTIN, TX

Past

March 6, 2008 - July 11, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIAMOND CLIENT GROUP, LLC

CRD#: 310570 / SEC#: 801-132329

RIA

Registered Investment Advisory firm - (4/4/2025 Approved)

Louisiana

Registered Investment Advisory firm - (8/11/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/11/2025 Termination Requested)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/14/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/5/2008

General Securities Representative Examination

Current Firm

DIAMOND CLIENT GROUP, LLC

CRD#: 310570 / SEC#: 801-132329

RIA

Registered Investment Advisory firm - (4/4/2025 Approved)

Louisiana

Registered Investment Advisory firm - (8/11/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/11/2025 Termination Requested)

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Contact information

Main Address

9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380

Mailing Address

Phone number

(832) 319-1555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A DIAMOND CLIENT GROUP (10/1/2025)

Regulatory assets under management

Total Number of Accounts	628
AUM (Assets Under Management)	$ 117,334,720

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David R. Luedecke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ray Luedecke JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

DIAMOND CLIENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/14/2008

SIE

Date: 10/1/2018

Series 7

Date: 3/5/2008

Current Firm

DIAMOND CLIENT GROUP, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIAMOND CLIENT GROUP, LLC

TRUST BUT VERIFY

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