Keegan S. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keegan S Burke was a registered financial professional .
Keegan is a previously registered financial professional and started their career in finance in 2008. Keegan had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2015 - December 24, 2015
WEALTHFORGE SECURITIES, LLC
April 29, 2015 - August 25, 2015
COMPOUND PLANNING, INC.
April 29, 2015 - August 25, 2015
SHOPOFF SECURITIES, INC.
December 14, 2012 - August 21, 2013
LPL FINANCIAL LLC
December 14, 2012 - August 21, 2013
LPL FINANCIAL LLC
October 1, 2012 - December 18, 2012
J.P. MORGAN SECURITIES LLC
October 1, 2012 - December 18, 2012
J.P. MORGAN SECURITIES LLC
December 14, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
December 14, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 9, 2011 - December 5, 2011
LUCIA SECURITIES, LLC
April 12, 2010 - December 5, 2011
LUCIA CAPITAL GROUP
February 11, 2009 - November 10, 2010
RAYMOND J. LUCIA COMPANIES, INC.
July 24, 2008 - December 5, 2011
FIRST ALLIED SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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