Andrew B. Burquest

REALTA EQUITIES

CHARLOTTE, NC 28273

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CRD#: 5428548

Professional summary

Andrew Bret Burquest, who also goes by Andrew B Burquest, Andrew Burquest, is a registered financial professional currently at REALTA EQUITIES, INC. located in Charlotte, North Carolina.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2008. Andrew has worked at 8 firms and has passed the Series 66, Series 99TO, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrew B Burquest | Andrew Burquest

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) US ARMY RESERVE; MILITARY; NOT INVESTMENT RELATED; 16 HOURS PER MONTH; 2) GENERAL GUARDIAN; COURT APPOINTED GUARDIAN FOR MOTHER-IN-LAW 3) NJORD CAPITAL; START: 3/2025; 1504 VENETIAN WAY DRIVE WAXHAW, NC 28173; OUTSIDE RIA; INVESTMENT ADVISORY AND FINANCIAL PLANNING; PRIVATE FUND MANAGEMENT; MANAGING PARTNER AND PRINCIPAL; 38 HOURS PER WEEK DURING NORMAL TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Bret Burquest's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2023 - Present

REALTA EQUITIES, INC.

Office #1: 8350 Arrowridge Boulevard Unit A, Charlotte, NC 28273

CRD#: 23769

CHARLOTTE, NC

Past

March 4, 2025 - August 11, 2025

NJORD CAPITAL, LLC

RIA

CRD#: 334540

CHARLOTTE, NC

Past

December 2, 2022 - May 24, 2023

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

February 16, 2022 - March 8, 2025

SPARTA WEALTH PARTNERS

RIA

CRD#: 318036

Waxhaw, NC

Past

September 5, 2021 - December 2, 2022

J. ALDEN ASSOCIATES, INC.

CRD#: 40002

WAYNE, PA

Past

September 3, 2021 - February 15, 2022

ALDEN CAPITAL

RIA

CRD#: 293551

Charlotte, NC

Past

March 9, 2011 - September 4, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

February 10, 2011 - September 4, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

CHARLOTTE, NC

Past

March 26, 2008 - August 4, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHARLOTTE, NC

Past

January 25, 2008 - August 4, 2009

LPL FINANCIAL LLC

CRD#: 6413

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/24/2023)

North Carolina
(5/25/2023)

Pennsylvania
(11/13/2023)

South Carolina
(5/24/2023)

Exams

State Security Law Exam

IAR

Series 66

Date: 3/24/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

REALTA EQUITIES, INC.

COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.

CRD#: 23769 / SEC#: , 8-40822

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

1201 N. Orange Street Suite 300, Wilmington, DE 92130

Mailing Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Phone number

(888) 657-5200

Established

Massachusetts since 01/24/1989

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ORANGE STREET HOLDINGS, INC.	SHAREHOLDER
BALTOVSKI, ALEXANDER	FINOP OFFICER	2350828
ODOM, AMY ENITH	AML OFFICER	2674773
PALMER, JACOB DANIEL	CHIEF COMPLIANCE OFFICER	2309603
SCHULTZ, BARRETT OLIVER	CHIEF OPERATIONS OFFICER	2741114

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew B. Burquest

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Bret Burquest's CRS (Customer Relationship Summary).

Certified licenses

Experience

NJORD CAPITAL, LLC

INNOVATION PARTNERS LLC

SPARTA WEALTH PARTNERS

J. ALDEN ASSOCIATES, INC.

ALDEN CAPITAL

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/24/2008

Series 99TO

Date: 1/2/2023

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/24/2008

FINRA

Current Firm

REALTA EQUITIES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

REALTA EQUITIES, INC.

TRUST BUT VERIFY

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