Andrew B. Burquest

NJORD CAPITAL

WAXHAW, NC

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CRD#: 5428548

Professional summary

Andrew Bret Burquest, who also goes by Andrew B Burquest, Andrew Burquest, is a registered financial advisor currently at NJORD CAPITAL, LLC located in Waxhaw, North Carolina and REALTA EQUITIES, INC. located in Charlotte, North Carolina.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Andrew has worked at 8 firms and has passed the Series 66, Series 99TO, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew B Burquest | Andrew Burquest

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Bret Burquest's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 24, 2025 - Present

NJORD CAPITAL, LLC

RIA

CRD#: 334540

WAXHAW, NC

Current

May 24, 2023 - Present

REALTA EQUITIES, INC.

Office #1: 8350 Arrowridge Boulevard Unit A, Charlotte, NC 28273

CRD#: 23769

CHARLOTTE, NC

Past

March 4, 2025 - August 11, 2025

NJORD CAPITAL, LLC

RIA

CRD#: 334540

CHARLOTTE, NC

Past

December 2, 2022 - May 24, 2023

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

February 16, 2022 - March 8, 2025

SPARTA WEALTH PARTNERS

RIA

CRD#: 318036

Waxhaw, NC

Past

September 5, 2021 - December 2, 2022

J. ALDEN ASSOCIATES, INC.

CRD#: 40002

WAYNE, PA

Past

September 3, 2021 - February 15, 2022

ALDEN CAPITAL

RIA

CRD#: 293551

Charlotte, NC

Past

March 9, 2011 - September 4, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

February 10, 2011 - September 4, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

CHARLOTTE, NC

Past

March 26, 2008 - August 4, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHARLOTTE, NC

Past

January 25, 2008 - August 4, 2009

LPL FINANCIAL LLC

CRD#: 6413

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/24/2023)

North Carolina
(5/25/2023)

IAR

North Carolina
(11/24/2025)

Pennsylvania
(11/13/2023)

South Carolina
(5/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/24/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NJORD CAPITAL, LLC

CRD#: 334540 / SEC#: 801-132038

RIA

Registered Investment Advisory firm - (8/11/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (11/24/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Charlotte, NC

Mailing Address

Phone number

(704) 309-2052

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew B. Burquest

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Bret Burquest's CRS (Customer Relationship Summary).

Certified licenses

Experience

NJORD CAPITAL, LLC

REALTA EQUITIES, INC.

NJORD CAPITAL, LLC

INNOVATION PARTNERS LLC

SPARTA WEALTH PARTNERS

J. ALDEN ASSOCIATES, INC.

ALDEN CAPITAL

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/24/2008

Series 99TO

Date: 1/2/2023

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/24/2008

FINRA

Current Firm

NJORD CAPITAL, LLC

Contact information

Documents

Red Flags

Company Information

NJORD CAPITAL, LLC

TRUST BUT VERIFY

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