Katharine W. Davidge

DORFMAN VALUE INVESTMENTS LLC

BOSTON, MA 02110

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CRD#: 5428490

Professional summary

Katharine Weeks Davidge is a registered financial advisor currently at DORFMAN VALUE INVESTMENTS LLC located in Boston, Massachusetts.

Katharine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Katharine has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katharine Weeks Davidge's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2013 - Present

DORFMAN VALUE INVESTMENTS LLC

Office #1: 101 Federal Street Suite 1900, Boston, MA 02110

RIA

CRD#: 120911

BOSTON, MA

Past

February 1, 2011 - December 31, 2011

THUNDERSTORM MUTUAL FUNDS LLC

RIA

CRD#: 145267

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/29/2013)

IAR

North Carolina
(3/19/2018)

IAR

Texas
(11/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/2010

Uniform Investment Adviser Law Examination

Current Firm

DORFMAN VALUE INVESTMENTS LLC

DORFMAN INVESTMENTS LLC | THUNDERSTORM CAPITAL LLC | DORFMAN VALUE INVESTMENTS LLC

CRD#: 120911 / SEC#: 801-62975

RIA

Registered Investment Advisory firm - (11/29/2012 Terminated)

California

Registered Investment Advisory firm - (1/5/2020 Terminated)

Florida

Registered Investment Advisory firm - (12/11/2013 Terminated)

Massachusetts

Registered Investment Advisory firm - (10/25/2012 Approved)

New York

Registered Investment Advisory firm - (11/15/2012 Approved)

North Carolina

Registered Investment Advisory firm - (3/19/2018 Approved)

Texas

Registered Investment Advisory firm - (11/16/2015 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

101 Federal Street Suite 1900, Boston, MA 02110

Mailing Address

Phone number

(617) 542-8888

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	67
AUM (Assets Under Management)	$ 30,986,594

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Katharine W. Davidge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katharine Weeks Davidge's CRS (Customer Relationship Summary).

Certified licenses

Experience

DORFMAN VALUE INVESTMENTS LLC

THUNDERSTORM MUTUAL FUNDS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/2010

Current Firm

DORFMAN VALUE INVESTMENTS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DORFMAN VALUE INVESTMENTS LLC

TRUST BUT VERIFY

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