AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
David Yu

David Yu

PACIFIC UNITED PLANNING
Phillips Ranch, CA
Some features on this profile are disabled
CRD#: 5428447
David Yu

Professional summary

David Yu, CFP® is a registered financial advisor currently at PACIFIC UNITED PLANNING, INC. located in Phillips Ranch, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)DELTA AIR LINES INC.; NOT INVESTMENT RELATED; PILOT; 10/2023; ATLANTA GA; AIRLINE; OPPERATE PASSENGER FLIGHTS; 50 HOURS PER MONTH; 25 HOURS DURING TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Yu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

April 4, 2016 - Present

PACIFIC UNITED PLANNING, INC.

RIA
CRD#: 283091
Phillips Ranch, CA
Past

April 11, 2011 - April 1, 2016

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
PHILLIPS RANCH, CA
Past

March 29, 2011 - April 1, 2016

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
PHILLIPS RANCH, CA
Past

October 2, 2007 - March 18, 2011

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
PASADENA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/4/2016)
IAR
Texas
(2/28/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/8/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/12/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/1/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/18/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/1/2007
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 8/6/2008
Investment Company Products/Variable Contracts Principal Examination

Current Firm

PU
PACIFIC UNITED PLANNING, INC.
PACIFIC UNITED PLANNING | PACIFIC UNITED PLANNING, INC.

CRD#: 283091 / SEC#:

California
Registered Investment Advisory firm - (4/4/2016 Approved)
Texas
Registered Investment Advisory firm - (2/18/2022 Conditional Restricted)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Playa Vista, CA
Mailing Address
Phone number
(626) 788-2118
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts110
AUM (Assets Under Management)$ 24,218,243

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PACIFIC UNITED PLANNING, INC.

CRD#: 283091Phillips Ranch, CA

TRUST BUT VERIFY

Monitor David Yu

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics