Stephanie M. Maloof
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Marie Maloof, who also goes by Stephanie M Maloof, Stephanie Marie Maloof, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 2011. Stephanie had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2017 - March 12, 2018
EF HUTTON INVESTMENTS LLC
November 29, 2016 - May 18, 2017
J.P. MORGAN SECURITIES LLC
June 16, 2015 - September 19, 2016
CITIZENS SECURITIES, INC.
August 15, 2013 - May 26, 2015
MORGAN STANLEY
August 20, 2012 - July 5, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 9, 2011 - February 15, 2012
SCOTTRADE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
EF HUTTON INVESTMENTS LLC
CRD#: 285108 / SEC#: 801-108464
Contact information
Red Flags
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