Salim P. Boutagy

MONECO ADVISORS

Fairfield, CT 06824

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CRD#: 5428396

Professional summary

Salim P Boutagy, CFP®, CPWA® is a registered financial advisor currently at MONECO ADVISORS located in Fairfield, Connecticut.

Salim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Salim has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Financial Planning Association of Connecticut, Non� Inv. Related, 175 South End Road, #A2 East Haven, CT 06512, President, Executive Board Member, 2017, 10 Hr./Month, 6 Hr. During Securities Trading Hours, Advance Initiatives of the Board of Directors for the benefit of members.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Salim P Boutagy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

CPWA^®

Certified Private Wealth Advisor

Experience

Current

January 9, 2023 - Present

MONECO ADVISORS

Office #1: 2150 Post Road, Suite 201, Fairfield, CT 06824

RIA

CRD#: 171922

Fairfield, CT

Past

March 13, 2022 - January 25, 2023

GRATUS CAPITAL, LLC

RIA

CRD#: 173627

Trumbull, CT

Past

October 21, 2020 - March 10, 2022

CW ADVISORS, LLC

RIA

CRD#: 310873

Westport, CT

Past

April 21, 2017 - December 2, 2020

CONGRESS WEALTH MANAGEMENT LLC

RIA

CRD#: 149446

WESTPORT, CT

Past

June 18, 2013 - April 19, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WESTPORT, CT

Past

June 7, 2013 - April 19, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WESTPORT, CT

Past

June 17, 2010 - May 31, 2013

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

February 22, 2010 - July 8, 2010

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

June 1, 2009 - July 8, 2010

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

January 29, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONECO ADVISORS

CRD#: 171922 / SEC#: 801-80027

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/10/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/19/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 8/17/2012

General Securities Sales Supervisor - Options Module Examination

Current Firm

MONECO ADVISORS

CRD#: 171922 / SEC#: 801-80027

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

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Contact information

Main Address

2150 Post Road, Suite 201, Fairfield, CT 06824

Mailing Address

Phone number

(203) 319-3550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A: FIRM BROCHURE (8/18/2025)

WRAP PROGRAM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	6,130
AUM (Assets Under Management)	$ 1,915,081,746

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Salim P. Boutagy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Salim P Boutagy's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRATUS CAPITAL, LLC

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

MONECO ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/10/2009

SIE

Date: 4/19/2017

Series 7

Date: 12/18/2008

Series 9

Date: 8/17/2012

Current Firm

MONECO ADVISORS

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONECO ADVISORS

TRUST BUT VERIFY

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