Matthew C. Hess

VANTAGE POINT INVESTMENTS

West Jordan, UT

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CRD#: 5428376

Professional summary

Matthew C Hess is a registered financial advisor currently at VANTAGE POINT INVESTMENTS, INC. located in West Jordan, Utah.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Matthew has worked at 4 firms and has passed the Series 66, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SALE OF ANNUITIES AND VARIOUS LINES OF INSURANCE THOUGH VARIOUS INSURANCE COMPANIES. OFFERS BUSINESS CONSULTING(I.E., BUSINESS STRUCTURE, VALUATION, PRICING, ADVICE, ETC.) CUSTOM FURNITURE AND WOODWORKING PROJECTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew C Hess's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2014 - Present

VANTAGE POINT INVESTMENTS, INC.

RIA

CRD#: 156887

West Jordan, UT

Past

October 18, 2018 - January 14, 2020

SPROUT ADVISERS

RIA

CRD#: 293200

Sandy, UT

Past

October 9, 2007 - September 26, 2014

SPC

RIA

CRD#: 110692

WEST JORDAN, UT

Past

September 27, 2007 - September 26, 2014

PARKLAND SECURITIES, LLC

CRD#: 115368

WEST JORDAN, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(9/29/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/10/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 5/4/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/25/2007

General Securities Representative Examination

Current Firm

VANTAGE POINT INVESTMENTS, INC.

VANTAGE POINT INVESTMENTS, INC. | VANTAGE POINT INVESTMENTS, LLC

CRD#: 156887 / SEC#:

Utah

Registered Investment Advisory firm - (12/11/2013 Approved)

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Contact information

Main Address

Herriman, UT

Mailing Address

Phone number

(801) 358-0441

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	222
AUM (Assets Under Management)	$ 34,543,673

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew C. Hess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew C Hess's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANTAGE POINT INVESTMENTS, INC.

SPROUT ADVISERS

SPC

PARKLAND SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/10/2007

Series 3

Date: 5/4/2015

Series 7

Date: 7/25/2007

Current Firm

VANTAGE POINT INVESTMENTS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VANTAGE POINT INVESTMENTS, INC.

TRUST BUT VERIFY

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