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Erik Daniel Averill

Erik Daniel Averill

CFP®, CPWA®
AWM CAPITAL
PHOENIX, AZ
·CRD# 5427694·17 years registered

Professional Summary

Erik Daniel Averill, CFP®, CPWA®, who also goes by Erik D Averill, Erik Averill, is a registered financial advisor currently at AWM CAPITAL, LLC located in Phoenix, Arizona. Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Erik has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Erik D Averill, Erik Averill

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2013
CPWA®
Certified Private Wealth AdvisorValid 2019-04-29 ~ 2023-03-31

Years of Experience

17 years registered in the securities industry

Current & Past Employments

Current

AWM CAPITAL, LLCCurrent·CRD# 287980
RIA
1 N. 1st Street Suite 525, Phoenix, AZ 85004
May 23, 2017 - Present

Past

BRIDGE ADVISORY LLCPast·CRD# 148282
RIA
Scottsdale, AZ
August 24, 2010 - January 31, 2018
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERPast·CRD# 20804
BD
Pasadena, CA
August 9, 2010 - December 31, 2015
MORGAN STANLEYPast·CRD# 149777
RIA
Phoenix, AZ
June 30, 2009 - August 16, 2010
MORGAN STANLEYPast·CRD# 149777
BD
Phoenix, AZ
June 9, 2009 - August 16, 2010

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Current Firm

AC
AWM CAPITAL, LLC

ATHLETE WEALTH MANAGEMENT | AWM CAPITAL, LLC | AWM CAPITAL TAX | AWM

CRD#: 287980 / SEC#: 801-114373
RIA
Registered Investment Advisory firm - SEC (12/3/2018 Approved)
Arizona
Registered Investment Advisory firm - Arizona (3/16/2020 Terminated)
California
Registered Investment Advisory firm - California (4/15/2020 Terminated)
Florida
Registered Investment Advisory firm - Florida (3/16/2020 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (3/19/2020 Terminated)
New Hampshire
Registered Investment Advisory firm - New Hampshire (3/27/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (4/2/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/16/2020 Terminated)
Washington
Registered Investment Advisory firm - Washington (5/1/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1 N. 1st Street Suite 525, Phoenix, AZ 85004

Mailing Address

5227 N 7th St Ste 18036, Phoenix, AZ 85014

Phone Number

(323) 940-1339

# of Employees

38

SEC notice filing (20 States and Territories)

Registered to provide investment advisory services in 20 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AWM CAPITAL LLC - FORM ADV PART 2A (3/13/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,885

AUM (Assets Under Management)

$1,487,239,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
07/24/2025Cover PageReport
10/16/2024Cover PageReport
04/15/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ATHLETE CEO CONSULTING, LLC - CONSULTANT / 50% OWNER - MARKETING AND BUSINESS CONSULTING - PHOENIX, AZ - SINCE 4/2010. 2) Erik Averill is a licensed insurance agent appointed by various insurance companies. As a licensed insurance agent, Erik may offer investment advisory clients the option to purchase insurance products. If a client purchases insurance products through Erik, he will receive commission and related compensation such as insurance trail fees resulting from the sale. Receipt of commissions and sales-based compensation creates a conflict of interest because it gives Mr. Averill an incentive to recommend investment products based on the compensation received rather than on the client's needs. Clients are under no obligation to purchase recommended insurance products through Erik Averill. 3) Averill Ventures LLC, Investment Related, 8117 S Los Feliz Dr., Phoenix, AZ 85004, LLC to invest in funds, Member, Member, 1/2021, 1 hour per month, 0 hours per month, Reviewing Funds & investing as opportunities arise 4) Athlete CEO Consulting, Not Investment Related, 4400 N Scottsdale Rd. #9501, Scottsdale, AZ 85251, Marketing & Business Consulting, Member, Member, 4/2010, 1 hour per month, 0 hours per month, Owner/Consultant 5) AWM Ventures LLC, Investment Related, 1 N 1st St Floor 7, Phoenix, AZ 85004, Venture Capital Investing, 1/2018, 2 hours per month, 2 hours per month, Owner 6) Erik Averill is a Deacon at Redemption Tempe Church. Erik spends approximately eight hours per month serving in multiple volunteer opportunities in the greater Phoenix area. 7) Erik Averill is a Board Member of Missional Training Center Seminary in Phoenix, AZ. Erik Spends approximately two hours per month serving in this capacity. 8) Erik Averill is the Manager of deRanch, LLC, which is a real estate holding company. Erik spends approximately one hour per month serving in this capacity. 9) Erik Averill is the Manager of 160 Cooper Lane, LLC, which is a real estate holding company. Erik spends approximately one hour per month serving in this capacity. 10) Erik Averill is the Manager of BB11 Business, LLC, which is a real estate holding company. Erik spends approximately one hour per month serving in this capacity. 11) Erik Averill is the Manager of DBMB Kingdom Home, LLC, a real estate holding company. Erik spends approximately one hour per month serving in this capacity. 12) Erik Averill is the Manager of KingdomFL, LLC, which is a real estate holding company. Erik spends approximately one hour per month serving in this capacity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AWM CAPITAL, LLC

ATHLETE WEALTH MANAGEMENT | AWM CAPITAL, LLC | AWM CAPITAL TAX | AWM

CRD#: 287980 / SEC#: 801-114373
RIA
Registered Investment Advisory firm - SEC (12/3/2018 Approved)
Arizona
Registered Investment Advisory firm - Arizona (3/16/2020 Terminated)
California
Registered Investment Advisory firm - California (4/15/2020 Terminated)
Florida
Registered Investment Advisory firm - Florida (3/16/2020 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (3/19/2020 Terminated)
New Hampshire
Registered Investment Advisory firm - New Hampshire (3/27/2020 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (4/2/2020 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/16/2020 Terminated)
Washington
Registered Investment Advisory firm - Washington (5/1/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Arizona
(5/23/2017)
IAR
Texas
(10/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2009About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Erik Daniel Averill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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