Erik D. Averill
AWM CAPITAL
PHOENIX, AZ 85004
Some features on this profile are disabled
CRD#: 5427694
Professional summary
Erik Daniel Averill, CFP®, CPWA®, who also goes by Erik D Averill, Erik Averill, is a registered financial advisor currently at AWM CAPITAL, LLC located in Phoenix, Arizona.
Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Erik has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erik D Averill | Erik Averill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ATHLETE CEO CONSULTING, LLC - CONSULTANT / 50% OWNER - MARKETING AND BUSINESS CONSULTING - PHOENIX, AZ - SINCE 4/2010. 2) Erik Averill is a licensed insurance agent appointed by various insurance companies. As a licensed insurance agent, Erik may offer investment advisory clients the option to purchase insurance products. If a client purchases insurance products through Erik, he will receive commission and related compensation such as insurance trail fees resulting from the sale. Receipt of commissions and sales-based compensation creates a conflict of interest because it gives Mr. Averill an incentive to recommend investment products based on the compensation received rather than on the client's needs. Clients are under no obligation to purchase recommended insurance products through Erik Averill. 3) Averill Ventures LLC, Investment Related, 8117 S Los Feliz Dr., Phoenix, AZ 85004, LLC to invest in funds, Member, Member, 1/2021, 1 hour per month, 0 hours per month, Reviewing Funds & investing as opportunities arise 4) Athlete CEO Consulting, Not Investment Related, 4400 N Scottsdale Rd. #9501, Scottsdale, AZ 85251, Marketing & Business Consulting, Member, Member, 4/2010, 1 hour per month, 0 hours per month, Owner/Consultant 5) AWM Ventures LLC, Investment Related, 1 N 1st St Floor 7, Phoenix, AZ 85004, Venture Capital Investing, 1/2018, 2 hours per month, 2 hours per month, Owner 6) Erik Averill is a Deacon at Redemption Tempe Church. Erik spends approximately eight hours per month serving in multiple volunteer opportunities in the greater Phoenix area. 7) Erik Averill is a Board Member of Missional Training Center Seminary in Phoenix, AZ. Erik Spends approximately two hours per month serving in this capacity. 8) Erik Averill is the Manager of deRanch, LLC, which is a real estate holding company. Erik spends approximately one hour per month serving in this capacity. 9) Erik Averill is the Manager of 160 Cooper Lane, LLC, which is a real estate holding company. Erik spends approximately one hour per month serving in this capacity. 10) Erik Averill is the Manager of BB11 Business, LLC, which is a real estate holding company. Erik spends approximately one hour per month serving in this capacity. 11) Erik Averill is the Manager of DBMB Kingdom Home, LLC, a real estate holding company. Erik spends approximately one hour per month serving in this capacity. 12) Erik Averill is the Manager of KingdomFL, LLC, which is a real estate holding company. Erik spends approximately one hour per month serving in this capacity.
CRS (Client Relationship Summary) - RIA
Click below to view Erik Daniel Averill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
CPWA®
Start date: 2019-04-29
Expire date: 2023-03-31
Experience
Current
May 23, 2017 - Present
AWM CAPITAL, LLC
Office #1: 1 N. 1st Street Suite 525, Phoenix, AZ 85004RIA
CRD#: 287980
PHOENIX, AZ
Past
August 24, 2010 - January 31, 2018
BRIDGE ADVISORY LLC
RIA
CRD#: 148282
SCOTTSDALE, AZ
Past
August 9, 2010 - December 31, 2015
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
PASADENA, CA
Past
June 30, 2009 - August 16, 2010
MORGAN STANLEY
RIA
CRD#: 149777
PHOENIX, AZ
Past
June 9, 2009 - August 16, 2010
MORGAN STANLEY
BD
CRD#: 149777
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AWM CAPITAL, LLC
ATHLETE WEALTH MANAGEMENT | AWM CAPITAL, LLC | AWM CAPITAL TAX | AWM
CRD#: 287980 / SEC#: 801-114373
RIA
Registered Investment Advisory firm - (12/3/2018 Approved)Arizona
Registered Investment Advisory firm - (3/16/2020 Terminated)California
Registered Investment Advisory firm - (4/15/2020 Terminated)Florida
Registered Investment Advisory firm - (3/16/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/19/2020 Terminated)New Hampshire
Registered Investment Advisory firm - (3/27/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/2/2020 Terminated)Texas
Registered Investment Advisory firm - (3/16/2020 Terminated)Washington
Registered Investment Advisory firm - (5/1/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/23/2017)
IAR
Texas(10/10/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AC
AWM CAPITAL, LLC
ATHLETE WEALTH MANAGEMENT | AWM CAPITAL, LLC | AWM CAPITAL TAX | AWM
CRD#: 287980 / SEC#: 801-114373
RIA
Registered Investment Advisory firm - (12/3/2018 Approved)Arizona
Registered Investment Advisory firm - (3/16/2020 Terminated)California
Registered Investment Advisory firm - (4/15/2020 Terminated)Florida
Registered Investment Advisory firm - (3/16/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/19/2020 Terminated)New Hampshire
Registered Investment Advisory firm - (3/27/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/2/2020 Terminated)Texas
Registered Investment Advisory firm - (3/16/2020 Terminated)Washington
Registered Investment Advisory firm - (5/1/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 N. 1st Street Suite 525, Phoenix, AZ 85004
Mailing Address
5227 N 7th St Ste 18036, Phoenix, AZ 85014
Phone number
(323) 940-1339
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,586 |
| AUM (Assets Under Management) | $ 1,152,024,220 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/16/2024 | ||
| 04/15/2024 | ||
| 01/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
