RA
Rachel C. Anderson
FAIRHAVEN FINANCIAL ADVISORY
East Lansing, MI 48823
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CRD#: 5427633
RA
Professional summary
Rachel C Anderson, who also goes by Rachel C. Anderson, Rachel Celeste Leon, is a registered financial advisor currently at FAIRHAVEN FINANCIAL ADVISORY CORPORATION located in East Lansing, Michigan and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Rachel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Rachel has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rachel C. Anderson | Rachel Celeste Leon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FAIRHAVEN FINANCIAL ADVISORY CORPORATION 1400 ABBOT ROAD, SUITE 330, EAST LANSING, MI 48823 517-332-2900. EMAIL: RACHELA@FAIRHAVENFINANCIAL.COM. BUSINESS IS A CORPORATION. NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR. BUSINESS RELATED: YES. YOUR TITLE/POSITION: CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR REPRESENTATIVE. DUTIES OF POSITION: COMPLIANCE AND BACK OFFICE. APPROX NUMBER OF HOURS PER MONTH DEVOTE TO ACTIVITY: 160. NUMBER OF HOURS YOU DEVOTE DURING SECURITIES TRADING HOURS: 8. DATE ACTIVITY STARTED: 2007. FINANCIAL INTEREST: NO. COMPENSATION: SALARY. 2) Innovation Partners, LLC, Charlotte, NC, Registered Representative, Broker-dealer; Investment related; 5 hours per month, all during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Rachel C Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2017 - Present
FAIRHAVEN FINANCIAL ADVISORY CORPORATION
Office #1: 1400 Abbot Road Ste 330, East Lansing, MI 48823RIA
CRD#: 124266
East Lansing, MI
Current
November 1, 2020 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210RIA
BD
CRD#: 146344
Charlotte, NC
Past
March 22, 2019 - November 2, 2020
MERCAP SECURITIES, LLC
BD
CRD#: 156607
ATLANTA, GA
Past
May 3, 2017 - June 2, 2017
ARBOR POINT ADVISORS
RIA
CRD#: 165127
East Lansing, MI
Past
May 3, 2017 - June 2, 2017
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
October 3, 2008 - May 8, 2017
OSAIC WEALTH, INC.
BD
CRD#: 23131
EAST LANSING, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FAIRHAVEN FINANCIAL ADVISORY CORPORATION
FAIRHAVEN FINANCIAL ADVISORY CORPORATION
CRD#: 124266 / SEC#: 801-129226
RIA
Registered Investment Advisory firm - (12/18/2023 Approved)Florida
Registered Investment Advisory firm - (12/26/2023 Terminated)Michigan
Registered Investment Advisory firm - (12/29/2023 Terminated)North Carolina
Registered Investment Advisory firm - (12/26/2023 Terminated)Texas
Registered Investment Advisory firm - (12/26/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Michigan(6/6/2017)
RR
Michigan(11/1/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FAIRHAVEN FINANCIAL ADVISORY CORPORATION
FAIRHAVEN FINANCIAL ADVISORY CORPORATION
CRD#: 124266 / SEC#: 801-129226
RIA
Registered Investment Advisory firm - (12/18/2023 Approved)Florida
Registered Investment Advisory firm - (12/26/2023 Terminated)Michigan
Registered Investment Advisory firm - (12/29/2023 Terminated)North Carolina
Registered Investment Advisory firm - (12/26/2023 Terminated)Texas
Registered Investment Advisory firm - (12/26/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1400 Abbot Road Ste 330, East Lansing, MI 48823
Mailing Address
P.o. Box 4950, East Lansing, MI 48826-4950
Phone number
(517) 332-2900
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,027 |
| AUM (Assets Under Management) | $ 323,282,269 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
