James N. Osborn
Professional summary
James Nathan Osborn JR, who also goes by James Nathan Osborn, James Osborn, is a registered financial advisor currently at ENVEST ASSET MANAGEMENT, LLC located in Ridgefield, Connecticut.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. James has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Nathan Osborn JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2018 - Present
ENVEST ASSET MANAGEMENT, LLC
October 28, 2009 - January 19, 2010
TD SECURITIES (USA) LLC
November 7, 2007 - June 18, 2008
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/19/2020)
(5/9/2018)
(11/8/2021)
(2/27/2020)
(9/10/2020)
Exams
Current Firm
ENVEST ASSET MANAGEMENT, LLC
CRD#: 293134 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 40,785,052 |
Red Flags
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