Peter D. Murphy
FINANCIAL PARTNERS
Santa Fe, NM
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CRD#: 5427375
Professional summary
Peter Denis Murphy, CFP® is a registered financial advisor currently at FINANCIAL PARTNERS, LLC located in Santa Fe, New Mexico.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Peter has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 09/30/2016 - FINANCIAL PARTNERS, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 45%/ SANTE FE, NM
2. 09/30/2016 - SANTE FE RETIREMENT AND ESTATE PLANNING SERVICES, LLC/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ 1%/ SANTE FE, NM
3. 09/30/2016 - SANTE FE COMMUNITY COLLEGE/ INSTRUCTOR/ 3%/ SANTE FE, NM
4. 09/30/2016 - UNIVERSITY OF NEW MEXICO/ INSTRUCTOR/ 3%/ LOS ALAMOS, NM
5. 10/21/2016 - Financial Partners LLC - Registered Investment Advisor Hybrid - DBA: (HYBRID) Financial Partners LLC - Investment Related - 50 Oshara Blvd, Sante Fe, NM 87508 - Start 10/01/2016 - 80 Hr/Mo; 45% Time Spent - I provide investment advisory services through Financial Partners LLC, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 80 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
6. 8/2/2017 - Peter and Lisa Murphy Rental Properties - Investment Related - 50 Oshara Blvd, Santa Fe, NM 87508, and Angel Fire, NM & Sante Fe, NM - Real Estate Rental - Started 01/01/2006 - 4 Hours Per Month/0 Hours During Securities Trading.
7. 5/7/2018 - Horsesmouth LLC. - Not Investment Related - Horsesmouth LLC address is 21 W 38th St #14, New York, NY/Teaching in NYC & Chicago, IL. - Other-TEACHING - Social Security & Medicare Instructor - Started: 05/21/2018 - 4 Hours Per Month/0 Hours During Securities Trading - Help educate Financial Advisors in Social Security and Medicare.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Denis Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
October 24, 2016 - Present
FINANCIAL PARTNERS, LLC
RIA
CRD#: 170002
Santa Fe, NM
Past
September 30, 2016 - October 16, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
SANTA FE, NM
Past
March 10, 2014 - September 30, 2016
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
SANTA FE, NM
Past
March 6, 2014 - September 30, 2016
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
SANTA FE, NM
Past
July 26, 2013 - March 7, 2014
BCG SECURITIES, INC.
RIA
CRD#: 70
SANTA FE, NM
Past
October 26, 2007 - March 7, 2014
BCG SECURITIES, INC.
BD
CRD#: 70
SANTA FE, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FINANCIAL PARTNERS, LLC
FINANCIAL PARTNERS, LLC | NEW MEXICO FINANCIAL PARTNERS, LLC | GRENADIER FINANCIAL
CRD#: 170002 / SEC#: 801-110092
RIA
Registered Investment Advisory firm - (3/6/2017 Approved)California
Registered Investment Advisory firm - (4/14/2017 Terminated)Colorado
Registered Investment Advisory firm - (3/17/2017 Terminated)New Mexico
Registered Investment Advisory firm - (3/15/2017 Terminated)Texas
Registered Investment Advisory firm - (3/15/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Mexico(10/24/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FP
FINANCIAL PARTNERS, LLC
FINANCIAL PARTNERS, LLC | NEW MEXICO FINANCIAL PARTNERS, LLC | GRENADIER FINANCIAL
CRD#: 170002 / SEC#: 801-110092
RIA
Registered Investment Advisory firm - (3/6/2017 Approved)California
Registered Investment Advisory firm - (4/14/2017 Terminated)Colorado
Registered Investment Advisory firm - (3/17/2017 Terminated)New Mexico
Registered Investment Advisory firm - (3/15/2017 Terminated)Texas
Registered Investment Advisory firm - (3/15/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
613 Old Santa Fe Trail, Santa Fe, NM 87505
Mailing Address
Phone number
(505) 795-7910
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 460 |
| AUM (Assets Under Management) | $ 145,637,622 |
Red Flags
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