Alexander C. Smith-ryland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Charles Smith-ryland, who also goes by Alexander Smith-ryland, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2007. Alexander had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2018 - November 7, 2023
SMARTX ADVISORY SOLUTIONS
October 8, 2015 - December 31, 2019
SMARTX ADVISORY SOLUTIONS
March 31, 2010 - November 7, 2023
HEDGECO SECURITIES, LLC
February 25, 2009 - September 24, 2009
ALTERNA CAPITAL CORP.
December 5, 2007 - April 2, 2008
GAR WOOD SECURITIES, LLC
Primary Firm SEC Registration
SMARTX ADVISORY SOLUTIONS
CRD#: 297680 / SEC#: 801-113795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SMARTX ADVISORY SOLUTIONS
CRD#: 297680 / SEC#: 801-113795
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 51 |
| AUM (Assets Under Management) | $ 26,545,458,669 |
Red Flags
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