Stacee L. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stacee Lea Jacobs, CPWA®, who also goes by Stacee Jacobs, Stacee Lea Williams Miss, Stacee Lea Williams, was a registered financial professional .
Stacee is a previously registered financial professional and started their career in finance in 2007. Stacee had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Expire date: 2024-09-30
Experience
March 1, 2021 - June 5, 2024
INITIATE IMPACT
June 17, 2008 - February 9, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
June 17, 2008 - February 9, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
December 14, 2007 - May 28, 2008
EDWARD JONES
November 14, 2007 - May 28, 2008
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
INITIATE IMPACT
CRD#: 311076 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 3,000,000 |
Red Flags
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