Theodore J. Erhart

THE FIDUCIARY ALLIANCE

ANOKA, MN 55303

Some features on this profile are disabled

CRD#: 5426314

Professional summary

Theodore James Erhart, CFP®, who also goes by Ted Erhart, is a registered financial advisor currently at THE FIDUCIARY ALLIANCE located in Anoka, Minnesota.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Theodore has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ted Erhart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 02/01/2023 - DBA NORRIS LAKE RETIREMENT PLANNING; Anoka, MN; Owner; Financial industry related; RIA business completed as Norris Lake Retirement Planning; Full time during trading hours 2. Ted Erhart, Sole Proprietor; Ramsey, MN Investment Related; Insurance Agent; Fixed Insurance Sales; Approximately 5 hrs/mo during trading hours; Started 02/2010.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore James Erhart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

February 7, 2023 - Present

THE FIDUCIARY ALLIANCE

Office #1: 2850 Cutters Grove Ave Suite 102, Anoka, MN 55303

RIA

CRD#: 284924

ANOKA, MN

Past

February 16, 2018 - February 8, 2023

TROTT BROOK FINANCIAL

RIA

CRD#: 290962

ANOKA, MN

Past

February 15, 2018 - February 6, 2023

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

Anoka, MN

Past

January 21, 2014 - February 23, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

RAMSEY, MN

Past

February 5, 2010 - February 23, 2018

LPL FINANCIAL LLC

CRD#: 6413

RAMSEY, MN

Past

November 9, 2007 - February 4, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

NEW BRIGHTON, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE FIDUCIARY ALLIANCE

CRD#: 284924 / SEC#: 801-108283

RIA

Registered Investment Advisory firm - (8/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/17/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/8/2007

General Securities Representative Examination

Current Firm

THE FIDUCIARY ALLIANCE

CRD#: 284924 / SEC#: 801-108283

RIA

Registered Investment Advisory firm - (8/17/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

135 S Main St Suite 600, Greenville, SC 29601

Mailing Address

Phone number

(864) 385-7999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TFA ADV 2A (5/23/2025)

Regulatory assets under management

Total Number of Accounts	6,842
AUM (Assets Under Management)	$ 1,921,956,974

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ryan Golden

WELLS FARGO CLEARING SERVICES, LLC

IAR

Crystal, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Theodore J. Erhart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore James Erhart's CRS (Customer Relationship Summary).

Certified licenses

Experience

TROTT BROOK FINANCIAL

LASALLE ST SECURITIES, L.L.C.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

THE FIDUCIARY ALLIANCE

State Registrations and Notice Filings

Exams

Series 66

Date: 12/17/2007

SIE

Date: 10/1/2018

Series 7

Date: 11/8/2007

Current Firm

THE FIDUCIARY ALLIANCE

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE FIDUCIARY ALLIANCE

TRUST BUT VERIFY

Similar Advisors