Brett W. Angel

MARKS GROUP WEALTH MANAGEMENT

Minnetonka, MN 55343

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CRD#: 5426169

Professional summary

Brett William Angel, who also goes by Brett Angel, is a registered financial advisor currently at MARKS GROUP WEALTH MANAGEMENT, INC. located in Minnetonka, Minnesota.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brett has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brett Angel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 3/22/2018 - No Business Name - Not Investment Related - Home Based & Minneapolis, MN 55418 - Real Estate Rental - Started 03/20/2018 - 4 Hours Per Month/0 Hours During Securities Trading - Purchased this duplex property on 3/20/2018. This will be a non-owner occupied property.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett William Angel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2014 - Present

MARKS GROUP WEALTH MANAGEMENT, INC.

Office #1: 4350 Baker Road Suite 245, Minnetonka, MN 55343

RIA

CRD#: 148679

Minnetonka, MN

Past

December 9, 2011 - December 31, 2021

LPL FINANCIAL LLC

CRD#: 6413

MINNETONKA, MN

Past

June 22, 2011 - December 16, 2011

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MINNEAPOLIS, MN

Past

November 2, 2007 - December 16, 2011

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARKS GROUP WEALTH MANAGEMENT, INC.

INDIGO WEALTH GROUP, INC. | MARKS GROUP WEALTH MANAGEMENT, INC.

CRD#: 148679 / SEC#: 801-69685

RIA

Registered Investment Advisory firm - (10/22/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/16/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/29/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/1/2007

General Securities Representative Examination

Current Firm

MARKS GROUP WEALTH MANAGEMENT, INC.

INDIGO WEALTH GROUP, INC. | MARKS GROUP WEALTH MANAGEMENT, INC.

CRD#: 148679 / SEC#: 801-69685

RIA

Registered Investment Advisory firm - (10/22/2008 Approved)

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Contact information

Main Address

4350 Baker Road Suite 245, Minnetonka, MN 55343

Mailing Address

Phone number

(952) 582-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (9/26/2025)

WRAP BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	4,019
AUM (Assets Under Management)	$ 1,968,819,528

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brett W. Angel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett William Angel's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARKS GROUP WEALTH MANAGEMENT, INC.

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

MARKS GROUP WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/29/2007

SIE

Date: 10/1/2018

Series 7

Date: 11/1/2007

Current Firm

MARKS GROUP WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARKS GROUP WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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