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Stephen A. Sievers

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CRD#: 5426105
SS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Alan Sievers, who also goes by Stephen Sievers, was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 2007. Stephen had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Stephen Sievers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SIEVERS & COMPANY, PC; NOT INVESTMENT RELATED; 306 S. MAIN STREET WETUMPKA, AL 36092; PRESIDENT/SHAREHOLDER; MANAGER, TAX PREP, ACCOUNTING; START-10/1991; 480 HRS/MONTH. MAIN STREET PROPERTIES LLC POSITION: MEMBER NATURE: REAL ESTATE LEASING INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 10/01/2010 ADDRESS: 306 S. MAIN ST, WETUMPKA AL 36092 DESCRIPTION: THE LLC OWNS AND LEASES OUT AN OFFICE BUILDING. MY DUTIES INCLUDE MANAGEMENT DECISIONS AND BOOKKEEPING FOR THE LLC. TRUEWEALTH ADVISORS LLC POSITION: Investment Advisor Representative NATURE: Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 6 START DATE: 02/04/2019 ADDRESS: 306 S. Main St, Wetumpka AL 36092, United States DESCRIPTION: Financial Planning, Managing Money, Financial Advice

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 2, 2019 - December 4, 2023

TRUEWEALTH ADVISORS, LLC

RIA
CRD#: 298838
HOOVER, AL
Past

May 30, 2008 - January 31, 2019

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
WETUMPKA, AL
Past

May 29, 2008 - December 31, 2019

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
WETUMPKA, AL
Past

January 8, 2008 - May 16, 2008

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
WETUMPKA, AL
Past

December 11, 2007 - May 16, 2008

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
WETUMPKA, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUEWEALTH ADVISORS, LLC
BENEFIT PLANNERS, INC. | WILLIAMSON FINANCIAL SERVICES | TRUEWEALTH ADVISORS, LLC | TRUEWEALTH ADVISORS OF HUNTSVILLE, LLC | GRANT WEALTH MANAGEMENT

CRD#: 298838 / SEC#: 801-114236

RIA
Registered Investment Advisory firm - (10/31/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/17/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/2007
General Securities Representative Examination

Current Firm

TA
TRUEWEALTH ADVISORS, LLC
BENEFIT PLANNERS, INC. | WILLIAMSON FINANCIAL SERVICES | TRUEWEALTH ADVISORS, LLC | TRUEWEALTH ADVISORS OF HUNTSVILLE, LLC | GRANT WEALTH MANAGEMENT

CRD#: 298838 / SEC#: 801-114236

RIA
Registered Investment Advisory firm - (10/31/2018 Approved)
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Contact information

Main Address
2000 Southlake Park Suite 200, Hoover, AL 35244
Mailing Address
Phone number
(205) 588-4800
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRUEWEALTH ADVISORS, LLC - ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts1,439
AUM (Assets Under Management)$ 438,937,842

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUEWEALTH ADVISORS, LLC

CRD#: 298838

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