Aaron F. Jeffries
Professional summary
Aaron Frederick Jeffries, who also goes by Aaron F. Jeffries, is a registered financial advisor currently at NICHOLAS HOFFMAN & COMPANY, LLC located in Atlanta, Georgia.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Aaron has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Frederick Jeffries's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2025 - Present
NICHOLAS HOFFMAN & COMPANY, LLC
Office #1: Two Midtown Plaza 1349 West Peachtree Street St. Nw, Suite 1050, Atlanta, GA 30309-2929July 16, 2013 - March 26, 2019
TRUIST INVESTMENT SERVICES, INC.
August 24, 2011 - July 22, 2013
E*TRADE SECURITIES LLC
November 6, 2007 - January 8, 2008
OPUS TRADING FUND LLC
Primary Firm SEC Registration
NICHOLAS HOFFMAN & COMPANY, LLC
CRD#: 144516 / SEC#: 801-68306
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/10/2025)
Exams
Current Firm
NICHOLAS HOFFMAN & COMPANY, LLC
CRD#: 144516 / SEC#: 801-68306
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,215 |
| AUM (Assets Under Management) | $ 7,161,171,861 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/13/2024 | ||
| 10/17/2023 | ||
| 12/08/2022 |
Red Flags
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