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JO

John T. O'brien

VENTURE VISIONARY PARTNERS LLC
Sylvania, OH 43560
Some features on this profile are disabled
CRD#: 5425951
JO

Professional summary

John T O'brien, AIF® is a registered financial advisor currently at VENTURE VISIONARY PARTNERS LLC located in Sylvania, Ohio.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. John has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Licensed Independent insurance agent, Investment Related, Sylvania, OH, , Property, Casualty, Life, Variable, Health, Accidental & Health, 06/2019, 0-1hrs per month 2. PLANADVISER Advisory Board (ISS Media), Investment Related, New York, NY, charitable, guide PLANADVISER reporting, inform structure, content and speakers for events, Board Member, 1 hour per month, 1 hour during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John T O'brien's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

June 24, 2019 - Present

VENTURE VISIONARY PARTNERS LLC

Office #1: 5520 Monroe Street Suite B, Sylvania, OH 43560
RIA
CRD#: 304237
Sylvania, OH
Past

June 25, 2019 - March 31, 2023

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Sylvania, OH
Past

December 4, 2012 - July 4, 2019

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
SYLVANIA, OH
Past

December 3, 2012 - July 4, 2019

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
SYLVANIA, OH
Past

November 3, 2010 - August 16, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
TOLEDO, OH
Past

October 27, 2010 - August 16, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
TOLEDO, OH
Past

July 23, 2008 - February 12, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SCOTTSDALE, AZ
Past

July 23, 2008 - February 12, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SCOTTSDALE, AZ
Past

March 7, 2008 - July 1, 2008

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
WILLIAMSVILLE, NY
Past

February 29, 2008 - July 1, 2008

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
WILLIAMSVILLE, NY
Past

October 2, 2007 - January 31, 2008

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
WILLIAMSVILLE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VV
VENTURE VISIONARY PARTNERS LLC
FINDLEY ADVISORS | VENTURE VISIONARY PARTNERS LLC

CRD#: 304237 / SEC#: 801-116835

RIA
Registered Investment Advisory firm - (6/21/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(6/24/2019)
IAR
Texas
(6/28/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/6/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/6/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 3/12/2008
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 2/28/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/1/2007
Investment Company Products/Variable Contracts Representative Examination

Current Firm

VV
VENTURE VISIONARY PARTNERS LLC
FINDLEY ADVISORS | VENTURE VISIONARY PARTNERS LLC

CRD#: 304237 / SEC#: 801-116835

RIA
Registered Investment Advisory firm - (6/21/2019 Approved)
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Contact information

Main Address
5520 Monroe Street Suite B, Sylvania, OH 43560
Mailing Address
Phone number
(419) 464-7401
Established
Firm type
Fiscal year end
# of Employees
38

SEC notice filing (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VENTURE VISIONARY PARTNERS LLC DISCLOSURE BROCHURE (6/2/2025)

Regulatory assets under management

Total Number of Accounts6,322
AUM (Assets Under Management)$ 4,363,359,457

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VENTURE VISIONARY PARTNERS LLC

CRD#: 304237Sylvania, OH 43560

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