RK
Ryan W. Kruger
10ELMS LLP
London,
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CRD#: 5425820
RK
Professional summary
Ryan William Kruger MR. is a registered financial advisor currently at 10ELMS LLP .
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Ryan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Kruger is on the investment committee for the London Business School Endowment. The funds are managed by BlackRock and he does not have direct control or access to school funds. He consulted with the school on a volunteer basis to make recommendations on asset allocation and security selection in conjunction with 4 other committee members. The recommended securities are completely separate from any 10Elms Client assets, since the funds are managed in the UK and trade on UK and Ireland exchanges. Mr. Kruger is also on the risk committee for the London Business School and serves on the governing body of LBS. These roles are voluntary, offered to Mr. Kruger as he is an alumnus. Mr. Kruger's activities with the London Business School account for less than 5% of his time during trading hours. Mr. Kruger provides consulting to some start-up companies in the UK (and one in the US) on a volunteer basis or in exchange for a small percentage of equity. This accounts for less than 5% of his time during trading hours. This consulting is not competitive with 10Elms or conflicting with Clients, since these are extremely small companies that do not provide investment advice.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan William Kruger MR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 5, 2022 - Present
10ELMS LLP
RIA
CRD#: 323398
London,
Past
March 2, 2020 - April 25, 2022
CAPITAL ONE INVESTING, INC.
RIA
CRD#: 285084
McLean, VA
Past
April 19, 2016 - December 14, 2018
KHP CAPITAL LLC
RIA
CRD#: 281169
Austin, TX
Past
November 26, 2013 - March 30, 2016
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
TULSA, OK
Past
May 3, 2010 - March 29, 2016
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
TULSA, OK
Past
June 24, 2008 - May 3, 2010
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
TULSA, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1L
10ELMS LLP
10ELMS LLP
CRD#: 323398 / SEC#: 801-131155
RIA
Registered Investment Advisory firm - (9/20/2024 Approved)Oklahoma
Registered Investment Advisory firm - (11/25/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(12/5/2022)
IAR
Texas(9/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
1L
10ELMS LLP
10ELMS LLP
CRD#: 323398 / SEC#: 801-131155
RIA
Registered Investment Advisory firm - (9/20/2024 Approved)Oklahoma
Registered Investment Advisory firm - (11/25/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Tulsa, OK
Mailing Address
Phone number
(918) 812-7998
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 179 |
| AUM (Assets Under Management) | $ 120,895,727 |
Red Flags
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