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KJ

Kelly Singleton Johnson

CRD# 5425815·Registered 2007 - 2013
Previously Registered: Being a previously registered professional could mean that Kelly is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kelly Singleton Johnson, who also goes by Kelly Singleton Johnston Jr, Kelly Singleton Johnston, Kelly Singleton Jr, Kelly Singleton Jr., was a registered financial advisor. Kelly was a previously registered financial professional and started their career in finance 2007 - 2013. Kelly had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kelly Singleton Johnston Jr, Kelly Singleton Johnston, Kelly Singleton Jr, Kelly Singleton Jr.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

YIELDQUEST SECURITIES, LLC·CRD# 135041
BD
Atlanta, GA
May 9, 2013 - August 1, 2013
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Atlanta, GA
October 1, 2012 - May 10, 2013
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Atlanta, GA
December 15, 2009 - October 1, 2012
E*TRADE SECURITIES LLC·CRD# 29106
BD
Alpharetta, GA
October 19, 2007 - December 15, 2009

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Current Firm

YS
YIELDQUEST SECURITIES, LLC

YIELDQUEST SECURITIES, LLC

CRD#: 135041 / SEC#: 8-66884
BD
Terminated by SEC on 01/24/2016

Contact Information

Established

Georgia since 09/09/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CHITNIS, JAY KUMARCHIEF COMPLIANCE OFFICER, CEO, PRESIDENT, FINOP2038685
VOLT FASHIONS, LLCOWNER—
PHLONG, SEILAMUNICIPAL PRINCIPAL4842392

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2007About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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KJ
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