David E. Grant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Edward Grant, who also goes by David E Grant, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2008. David had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2012 - January 3, 2014
ESSEX NATIONAL SECURITIES, LLC
August 31, 2010 - September 4, 2012
THE HUNTINGTON INVESTMENT COMPANY
November 13, 2009 - July 14, 2010
PNC WEALTH MANAGEMENT LLC
November 14, 2008 - November 13, 2009
NATCITY INVESTMENTS, INC.
February 20, 2008 - October 14, 2008
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
