Debra S. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Sue Williams, who also goes by Debra Sue Sefried, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 2008. Debra had worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2019 - November 11, 2020
VICTORY CAPITAL SERVICES, INC.
January 8, 2018 - July 9, 2019
USAA INVESTMENT SERVICES COMPANY
April 18, 2013 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
January 25, 2013 - April 22, 2013
USAA INVESTMENT SERVICES COMPANY
December 20, 2010 - July 1, 2019
USAA FINANCIAL ADVISORS, INC.
March 11, 2008 - January 25, 2013
USAA FINANCIAL PLANNING SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
