JP
John M. Paul
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CRD#: 5425556
JP
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Paul, AIF® was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2008. John had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WAKESTREAMS, NON-INVESTMENT RELATED, 2212 ELLINGTON DRIVE, UNIT D, SPRINGDALE, AR 72762, PRESIDENT, 30-40 HOURS PER MONTH, <30 DURING TRADING HOURS, BUILDS SOFTWARE APP DISTRIBUTION STRATEGIES AND EXECUTION PLANS 2) WELLSTIRRED, NON-INVESTMENT RELATED, 2212 ELLINGTON DRIVE, UNIT D, SPRINGDALE, AR 72762, PRESIDENT, ABOUT 20 HOURS PER MONTH, 0 HOURS PER MONTH DURING TRADING HOURS, RESPONSIBLITIES INCLUDE PRIMARILY BARTENDING 3) JUMP CONSULTING GROUP, INC, (S-CORP), INVESTMENT RELATED, 2212 ELLINGTON DRIVE, UNIT D, SPRINGDALE, AR 72762, SOLE OWNER, 03/2021, <5 HOURS PER MONTH, <5 HOURS PER MONTH DURING TRADING HOURS, RECORD-KEEPING DUTIES AS NEEDED. 4) NOBLE CLASSS OF 2002, NON-INVESTMENT RELATED, 2212 ELLINGTON DRIVE, UNTI D, SPRINGDALE, AR 72762, PAYMENT MANAGER, 05/11/2021, <1 HOURS PER MONTH, <1 HOURS PER MONTH DURING TRADING HOURS, MANAGEMENT OF PAYMENT PROCESS FOR TICKETS TO CLASS REUNION. 5)CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Past
March 31, 2021 - June 11, 2024
PRIME CAPITAL FINANCIAL
RIA
CRD#: 288712
Fayetteville, AR
Past
February 10, 2015 - June 8, 2021
SPHERE, LLC
RIA
CRD#: 174488
FAYETTEVILLE, AR
Past
December 13, 2010 - January 23, 2015
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
ROGERS, AR
Past
October 6, 2010 - January 23, 2015
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ROGERS, AR
Past
February 19, 2010 - June 9, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Past
September 4, 2008 - June 8, 2010
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PRIME CAPITAL FINANCIAL
20/20 FINANCIAL ADVISORS | SUGARLOAF WEALTH MANAGEMENT | STONNINGTON GROUP | QUALIFIED PLAN ADVISORS | PROFESSIONAL FINANCIAL SERVICES | PRIME CAPITAL WELLNESS | PRIME CAPITAL WEALTH MANAGEMENT | PRIME CAPITAL WEALTH | PRIME CAPITAL RETIREMENT | PRIME CAPITAL INVESTMENT ADVISORS, LLC | PRIME CAPITAL FINANCIAL | PRIME CAPITAL FAMILY OFFICE | PIER FINANCIAL ADVISORS | LONGER FINANCIAL | LIBERTY WEALTH ADVISORS | GIESTING FINANCIAL | FINANCIAL NETWORK LIMITED | EARTH EQUITY ADVISORS | CROSSVAULT CAPITAL MANAGEMENT, LLC | CORNERSTONE COMPREHENSIVE WEALTH MANAGEMENT | BURNS ESTATE PLANNING & WEALTH MANAGEMENT | 2020 FINANCIAL ADVISORS
CRD#: 288712 / SEC#: 801-110709
RIA
Registered Investment Advisory firm - (6/23/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PRIME CAPITAL FINANCIAL
20/20 FINANCIAL ADVISORS | SUGARLOAF WEALTH MANAGEMENT | STONNINGTON GROUP | QUALIFIED PLAN ADVISORS | PROFESSIONAL FINANCIAL SERVICES | PRIME CAPITAL WELLNESS | PRIME CAPITAL WEALTH MANAGEMENT | PRIME CAPITAL WEALTH | PRIME CAPITAL RETIREMENT | PRIME CAPITAL INVESTMENT ADVISORS, LLC | PRIME CAPITAL FINANCIAL | PRIME CAPITAL FAMILY OFFICE | PIER FINANCIAL ADVISORS | LONGER FINANCIAL | LIBERTY WEALTH ADVISORS | GIESTING FINANCIAL | FINANCIAL NETWORK LIMITED | EARTH EQUITY ADVISORS | CROSSVAULT CAPITAL MANAGEMENT, LLC | CORNERSTONE COMPREHENSIVE WEALTH MANAGEMENT | BURNS ESTATE PLANNING & WEALTH MANAGEMENT | 2020 FINANCIAL ADVISORS
CRD#: 288712 / SEC#: 801-110709
RIA
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Contact information
Main Address
6201 College Blvd. Suite #150, Overland Park, KS 66211
Mailing Address
Phone number
(800) 493-6226
Established
Firm type
Fiscal year end
# of Employees
387
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 44,399 |
| AUM (Assets Under Management) | $ 30,111,066,570 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
