Jodi L. Watson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jodi Lynn Watson, CFP®, who also goes by Jodi Lynn Umphrey, Jodi Lynn Watson, Jodi Lynn Wink, Jodi U Wink, Jodi L Watson, was a registered financial professional .
Jodi is a previously registered financial professional and started their career in finance in 2008. Jodi had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2018 - January 26, 2021
PEOPLE'S UNITED ADVISORS, INC.
July 26, 2018 - January 25, 2021
PEOPLE'S SECURITIES, INC.
May 28, 2012 - May 18, 2018
KEY INVESTMENT SERVICES LLC
March 14, 2008 - January 12, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEOPLE'S UNITED ADVISORS, INC.
CRD#: 292454 / SEC#: 801-112648
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,076 |
| AUM (Assets Under Management) | $ 845,211,011 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
