AC
Anthony J. Capristo
CENTAURUS FINANCIAL
Nanticoke, PA 18634-4458
Some features on this profile are disabled
CRD#: 5425360
AC
Professional summary
Anthony J Capristo, CFP®, ChFC®, CLU®, who also goes by Anthony Joseph Capristo, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Nanticoke, Pennsylvania.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Anthony has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony Joseph Capristo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FORTHRIGHT WEALTH PLANNING, NON-INVESTMENT RELATED, 111 GRANDVIEW AVE., HONESDALE, PA 18431, DBA FOR MARKETING AND BRANDING PURPOSES ONLY, OWNER, SINCE 7/11/2017. AGENT, ANTHONY J. CAPRISTO, TAX CONSULTING. 111 GRANDVIEW AVE., HONESDALE, PA 18431. NON INVESTMENT RELATED SINCE 01/2015, I PREPARE TAX RETURNS AND PROVIDE TAX CONSULTING SERVICES.
AGENT, LHA, NON INVESTMENT RELATED, 111 GRANDVIEW AVE., HONESDALE, PA 18431, SINCE 2008 AND I SPEND APPROX. 5 HOURS PER MONTH ON THIS ACTIVITY. SELL LIFE AND HEALTH INSURANCE.
FORTHRIGHT WEALTH PLANNING, 111 GRANDVIEW AVE., HONESDALE, PA 18431. NON INVESTMENT RELATED. DBA ONLY, FOR MARKETING AND BRANDING PURPOSES ONLY.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony J Capristo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Anthony J Capristo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
June 23, 2017 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 696 Front Street Rear, Nanticoke, PA 18634-4458Office #2: 3500 Winchester Road Suite #102, Allentown, PA 18104RIA
BD
CRD#: 30833
Nanticoke, PA
Current
June 29, 2017 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 696 Front Street Rear, Nanticoke, PA 18634-4458Office #2: 3500 Winchester Road Suite #102, Allentown, PA 18104RIA
BD
CRD#: 30833
Nanticoke, PA
Past
July 2, 2013 - August 4, 2016
FISHER INVESTMENTS
RIA
CRD#: 107342
CAMAS, WA
Past
November 27, 2012 - July 15, 2013
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
NARBERTH, PA
Past
September 14, 2012 - July 15, 2013
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
NARBERTH, PA
Past
November 19, 2007 - August 10, 2012
M&T SECURITIES, INC.
BD
CRD#: 17358
WILKES-BARRE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(10/18/2018)
IAR
California(9/10/2018)
IAR
Colorado(6/28/2019)
IAR
Florida(8/14/2019)
RR
Florida(8/19/2019)
IAR
Idaho(7/16/2024)
IAR
Maryland(7/29/2019)
RR
Massachusetts(1/3/2022)
IAR
Nebraska(9/9/2021)
IAR
Nevada(3/8/2018)
IAR
New Jersey(2/28/2025)
RR
New York(7/12/2018)
IAR
New York(11/1/2021)
IAR
Ohio(5/3/2024)
IAR
Oregon(8/14/2018)
RR
Oregon(9/4/2018)
IAR
Pennsylvania(6/23/2017)
RR
Pennsylvania(7/10/2017)
IAR
Texas(9/10/2018)
RR
Texas(4/5/2019)
IAR
Utah(2/7/2025)
IAR
Washington(3/1/2018)
RR
Washington(9/4/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
