Zhe Liao
Professional summary
Zhe Liao, who also goes by Leslie Liao, is a registered financial advisor currently at WESTLAKE WEALTH MANAGEMENT, LLC located in Portland, Oregon.
Zhe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Zhe has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Zhe Liao's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 2012 - Present
WESTLAKE WEALTH MANAGEMENT, LLC
Office #1: 4346 Se Lincoln Street, Portland, OR 97215January 14, 2008 - January 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 10, 2007 - January 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/2/2012)
Exams
Current Firm
WESTLAKE WEALTH MANAGEMENT, LLC
CRD#: 155316 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 139 |
| AUM (Assets Under Management) | $ 13,043,802 |
Red Flags
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