David M. Alison
PROSPERITY CAPITAL ADVISORS
Charleston, SC 29401
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CRD#: 5425119
David Matthew AlisonPROSPERITY CAPITAL ADVISORS
Professional summary
David Matthew Alison, CFP® is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Charleston, South Carolina.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) David Alison is a licensed insurance agent conducting business from is registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Alison spends approx. 5 hrs/week during trading hours on this activity. 2) David Alison provides tax planning, management, preparation, and business consulting services. These services are offered separately from any Prosperity related business or activities. David spends two hours per month during securities and eight hours per month during non-securities hours on this activity. This is not an investment-related activity. 3) David Alison is one of the Managing Members of CECAK, LLC which is a real estate investment holding company. Mr. Alison spends approximately two hours per month on this activity during non-trading hours. 4) David Alison is one of the Managing Members of TADA Holdings, LLC which is a real estate investment holding company. Mr. Alison spends approximately two hours per month on this activity during non-trading hours. 5) David Alison is the Owner of Alison Wealth Management, LLC which is the operating entity for Mr. Alison's advisory, tax and insurance business. Mr. Alison spends approximately twenty hours per week during trading hours working under this entity.
CRS (Client Relationship Summary) - RIA
Click below to view David Matthew Alison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
March 25, 2011 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 171 Church Street Suite 310, Charleston, SC 29401Office #2: 3000 El Camino Real, Building 4, Suite 200, Palo Alto, CA 94306RIA
CRD#: 156480
Charleston, SC
Past
October 31, 2007 - January 10, 2011
AMERICAN INVESTMENT SERVICES
RIA
CRD#: 144088
PALM HARBOR, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/18/2017)
IAR
Georgia(1/4/2024)
IAR
Ohio(3/25/2011)
IAR
South Carolina(8/17/2022)
IAR
Texas(11/30/2020)
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Loading...
Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
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