Anthony S. Dunleavy
Professional summary
Anthony Stephen Dunleavy, who also goes by Tony Dunleavy, is a registered financial professional currently at MIRAE ASSET SECURITIES (USA) INC. located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2007. Anthony has worked at 3 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Stephen Dunleavy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2021 - Present
MIRAE ASSET SECURITIES (USA) INC.
Office #1: 810 Seventh Avenue 37th Floor, New York, NY 10019June 18, 2014 - February 9, 2015
NBF SECURITIES (USA) CORP.
October 30, 2007 - November 27, 2020
NATIONAL BANK OF CANADA FINANCIAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 11/19/2007
Limited Representative-Equity Trader ExamCboe BZX Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MIRAE ASSET SECURITIES (USA) INC.
CRD#: 30679 / SEC#: , 8-45034
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
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