Susan A. Zimmerman
Professional summary
Susan A Zimmerman, who also goes by Susie Zimmerman, is a registered financial advisor currently at SPIREPOINT PRIVATE CLIENT, LLC located in Vero Beach, Florida.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Susan has worked at 3 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan A Zimmerman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2023 - Present
SPIREPOINT PRIVATE CLIENT, LLC
Office #1: 830 Azalea Lane, Vero Beach, FL 32963June 1, 2009 - October 9, 2023
MORGAN STANLEY
June 1, 2009 - October 9, 2023
MORGAN STANLEY
March 10, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
December 10, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
Primary Firm SEC Registration
SPIREPOINT PRIVATE CLIENT, LLC
CRD#: 327350 / SEC#: 801-128336
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/13/2023)
Exams
Current Firm
SPIREPOINT PRIVATE CLIENT, LLC
CRD#: 327350 / SEC#: 801-128336
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 799 |
| AUM (Assets Under Management) | $ 1,123,920,196 |
Red Flags
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