Ryan M. Gattin

LATHROP INVESTMENT MANAGEMENT COMPANY

LITTLE ROCK, AR 72227

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CRD#: 5424631

Professional summary

Ryan Mitchell Gattin, who also goes by Ryan M Gattin, is a registered financial advisor currently at LATHROP INVESTMENT MANAGEMENT COMPANY located in Little Rock, Arkansas.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Ryan has worked at 3 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan M Gattin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Mitchell Gattin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2025 - Present

LATHROP INVESTMENT MANAGEMENT COMPANY

Office #1: 500 Pleasant Valley Drive, Building D-101, Little Rock, AR 72227

RIA

CRD#: 334458

LITTLE ROCK, AR

Past

March 27, 2018 - April 29, 2025

LATHROP INVESTMENT MANAGEMENT CORP

RIA

CRD#: 108327

LITTLE ROCK, AR

Past

September 29, 2009 - October 27, 2009

LONGBOW SECURITIES, LLC

CRD#: 135738

INDEPENDENCE, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LATHROP INVESTMENT MANAGEMENT COMPANY

CRD#: 334458 / SEC#: 801-131853

RIA

Registered Investment Advisory firm - (12/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(4/29/2025)

IAR

Texas
(4/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/27/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/28/2009

General Securities Representative Examination

Current Firm

LATHROP INVESTMENT MANAGEMENT COMPANY

CRD#: 334458 / SEC#: 801-131853

RIA

Registered Investment Advisory firm - (12/12/2024 Approved)

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Contact information

Main Address

500 Pleasant Valley Drive, Building D-101, Little Rock, AR 72227

Mailing Address

Phone number

(501) 227-4930

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIMC LLC ADV PART 2 (2/4/2025)

Regulatory assets under management

Total Number of Accounts	818
AUM (Assets Under Management)	$ 937,096,914

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/06/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan M. Gattin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Mitchell Gattin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LATHROP INVESTMENT MANAGEMENT COMPANY

LATHROP INVESTMENT MANAGEMENT CORP

LONGBOW SECURITIES, LLC

Primary Firm SEC Registration

LATHROP INVESTMENT MANAGEMENT COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 3/27/2018

Series 7

Date: 9/28/2009

Current Firm

LATHROP INVESTMENT MANAGEMENT COMPANY

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LATHROP INVESTMENT MANAGEMENT COMPANY

TRUST BUT VERIFY

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