Margaret R. Dover

J. MARK NICKELL & CO.

Brentwood, TN 37027

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CRD#: 5424084

Professional summary

Margaret Rose Dover, CFP®, who also goes by Margaret Rose Delashmutt, Margaret Delashmutt, Margo Rose Delashmutt, Margaret R Ward, Margaret Rose Ward, Margo Ward, is a registered financial advisor currently at J. MARK NICKELL & CO. located in Brentwood, Tennessee.

Margaret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Margaret has worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Lifestyle blog (Franklin, TN); Owner/Contributor; Non-investment position; In control of finances; No financial advice; Role: Creating blog content for my own blog; Start Date: 05/25/2020; 4-6 hours/month devoted to activity. (2) Wags & Walks Nashville; Dog foster organization; Update to previously approved OBA - I have been asked to serve on the Development Committee to advise on growth of the organization. Start Date: 6/1/2022; 3 hours a month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Margaret Rose Dover's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 17, 2024 - Present

J. MARK NICKELL & CO.

Office #1: 109 Westpark Drive Suite 350, Brentwood, TN 37027

RIA

CRD#: 111635

Brentwood, TN

Past

May 4, 2018 - March 26, 2024

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

FRANKLIN, TN

Past

April 10, 2018 - March 26, 2024

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

PRINCETON, NJ

Past

March 10, 2011 - March 23, 2018

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

Past

June 11, 2009 - February 10, 2011

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

THE WOODLANDS, TX

Past

June 11, 2009 - February 10, 2011

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

THE WOODLANDS, TX

Past

November 2, 2007 - May 29, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

THE WOODLANDS, TX

Past

October 26, 2007 - May 29, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

THE WOODLANDS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J. MARK NICKELL & CO.

J. MARK NICKELL & CO. | J. MARK NICKELL, P.C.

CRD#: 111635 / SEC#: 801-121304

RIA

Registered Investment Advisory firm - (5/26/2021 Approved)

Tennessee

Registered Investment Advisory firm - (12/16/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/14/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/17/2024)

IAR

Texas
(4/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/3/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/1/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/25/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/6/2013

General Securities Principal Examination

Current Firm

J. MARK NICKELL & CO.

J. MARK NICKELL & CO. | J. MARK NICKELL, P.C.

CRD#: 111635 / SEC#: 801-121304

RIA

Registered Investment Advisory firm - (5/26/2021 Approved)

Tennessee

Registered Investment Advisory firm - (12/16/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/14/2021 Terminated)

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Contact information

Main Address

109 Westpark Drive Suite 350, Brentwood, TN 37027

Mailing Address

Phone number

(615) 371-6622

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

J. MARK NICKELL & CO. 2025 ANNUAL BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	162
AUM (Assets Under Management)	$ 115,355,407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Margaret R. Dover

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Margaret Rose Dover's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

J. MARK NICKELL & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/3/2018

Series 66

Date: 11/1/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/25/2007

Series 24

Date: 5/6/2013

Current Firm

J. MARK NICKELL & CO.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

J. MARK NICKELL & CO.

TRUST BUT VERIFY

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