Adam T. Champion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Thomas Champion, who also goes by Adam T Champion, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2007. Adam had worked at 3 firms and has passed the Series 63, SIE, Series 99 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2017 - January 23, 2019
ASCENDANT ALTERNATIVE STRATEGIES, LLC
October 1, 2012 - October 9, 2014
J.P. MORGAN SECURITIES LLC
October 12, 2007 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASCENDANT ALTERNATIVE STRATEGIES, LLC
CRD#: 283881 / SEC#: , 8-69769
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
