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Adam Thomas Champion

CRD# 5424002·Registered 2007 - 2019
Previously Registered: Being a previously registered professional could mean that Adam is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Adam Thomas Champion, who also goes by Adam T Champion, was a registered financial advisor. Adam was a previously registered financial professional and started their career in finance 2007 - 2019. Adam had worked at 3 firms and has passed the Series 63, SIE, Series 99 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Adam T Champion

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

ASCENDANT ALTERNATIVE STRATEGIES, LLC·CRD# 283881
BD
Austin, TX
October 2, 2017 - January 23, 2019
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Austin, TX
October 1, 2012 - October 9, 2014
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Kyle, TX
October 12, 2007 - October 1, 2012

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Current Firm

AA
ASCENDANT ALTERNATIVE STRATEGIES, LLC

ASCENDANT ALTERNATIVE STRATEGIES, LLC | KENSINGTON ANALYTICS

CRD#: 283881 / SEC#: 8-69769
BD
Cancelled by SEC on 09/28/2023

Contact Information

Established

Delaware since 04/11/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DJ PARTNERS, LLCMEMBER—
MR RANGER LLCMEMBER—
COHEN, EDWARD BARRYFINOP/PFO/POO1029283
MARTINO, MARK DAVIDCEO/CCO1010228

Disclosures

Regulatory Event

1

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 99 — Operations Professional Examination

Passed Oct 2017About the Series 99 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2007About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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