Leonard M. Coris

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CRD#: 54239

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Leonard Martin Coris was a registered financial professional .

Leonard is a previously registered financial professional and started their career in finance in 1968. Leonard had worked at 7 firms and has passed the Series 63, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 30, 2017 - December 7, 2018

FLAGSHIP WEALTH ADVISORS, LLC.

RIA

CRD#: 131962

WAKEFIELD, MA

Past

August 11, 2004 - December 31, 2018

WATERMILL ADVISORY SERVICES, INC.

RIA

CRD#: 116166

WALTHAM, MA

Past

November 19, 1989 - December 31, 2018

OSAIC WEALTH, INC.

CRD#: 23131

WAKEFIELD, MA

Past

June 8, 1987 - December 22, 1987

FEDERATION FOR FINANCIAL INDEPENDENCE

CRD#: 13355

Past

May 4, 1982 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

January 14, 1975 - May 4, 1982

EQUITY SERVICES, INC.

CRD#: 265

Past

March 19, 1968 - October 19, 1976

V J SHAAH & CO INC

CRD#: 1000001

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLAGSHIP WEALTH ADVISORS, LLC.

FLAGSHIP ADVISORS LLC | FLAGSHIP WEALTH ADVISORS, LLC. | FLAGSHIP FINANCIAL ADVISORS, LLC

CRD#: 131962 / SEC#: 801-112001

RIA

Registered Investment Advisory firm - (11/2/2017 Approved)

Arizona

Registered Investment Advisory firm - (11/6/2017 Terminated)

Connecticut

Registered Investment Advisory firm - (11/6/2017 Terminated)

Florida

Registered Investment Advisory firm - (11/6/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (11/8/2017 Terminated)

Massachusetts

Registered Investment Advisory firm - (11/6/2017 Terminated)

New Jersey

Registered Investment Advisory firm - (1/2/2018 Terminated)

New York

Registered Investment Advisory firm - (11/6/2017 Terminated)

Texas

Registered Investment Advisory firm - (11/6/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/29/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 3/12/1968

Registered Representative Examination

Current Firm

FLAGSHIP WEALTH ADVISORS, LLC.

FLAGSHIP ADVISORS LLC | FLAGSHIP WEALTH ADVISORS, LLC. | FLAGSHIP FINANCIAL ADVISORS, LLC

CRD#: 131962 / SEC#: 801-112001

RIA

Registered Investment Advisory firm - (11/2/2017 Approved)

Arizona

Registered Investment Advisory firm - (11/6/2017 Terminated)

Connecticut

Registered Investment Advisory firm - (11/6/2017 Terminated)

Florida

Registered Investment Advisory firm - (11/6/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (11/8/2017 Terminated)

Massachusetts

Registered Investment Advisory firm - (11/6/2017 Terminated)

New Jersey

Registered Investment Advisory firm - (1/2/2018 Terminated)

New York

Registered Investment Advisory firm - (11/6/2017 Terminated)

Texas

Registered Investment Advisory firm - (11/6/2017 Terminated)

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Contact information

Main Address

301 Edgewater Place Suite 400, Wakefield, MA 01880

Mailing Address

Phone number

(800) 631-9997

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FLAGSHIP WEALTH ADVISORS PART 2 BROCHURE (10/16/2025)

SCOTT FACCHETTI PART 2B BROCHURE (3/31/2025)

SUSAN BIG PART 2B ADV (3/31/2025)

PAUL V. RYAN, JR. PART 2B BROCHURE (3/31/2025)

BARBARA REED PART 2B ADV (3/31/2025)

Regulatory assets under management

Total Number of Accounts	698
AUM (Assets Under Management)	$ 607,544,183

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Leonard M. Coris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WATERMILL ADVISORY SERVICES, INC.

OSAIC WEALTH, INC.

FEDERATION FOR FINANCIAL INDEPENDENCE

INTEGRATED RESOURCES EQUITY CORPORATION

EQUITY SERVICES, INC.

V J SHAAH & CO INC

Primary Firm SEC Registration

FLAGSHIP WEALTH ADVISORS, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/29/1982

SIE

Date: 10/1/2018

Series 1

Date: 3/12/1968

Current Firm

FLAGSHIP WEALTH ADVISORS, LLC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLAGSHIP WEALTH ADVISORS, LLC.

TRUST BUT VERIFY

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