Jose A. Vasquez
Professional summary
Jose Abel Vasquez, who also goes by Abel Vasquez, is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Calabasas, California.
Jose is registered as a RR (Registered Representative) and started their career in finance in 2011. Jose has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jose Abel Vasquez's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2025 - Present
VANDERBILT SECURITIES, LLC
Office #1: 5000 Parkway Calabasas Suite 202,, Calabasas, CA 91302January 6, 2012 - January 21, 2025
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 1, 2011 - January 6, 2012
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2025)
Exams
FINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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