DH
Derek S. Harrell
TRANSAMERICA RETIREMENT ADVISORS
Brandon, FL
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CRD#: 5423711
DH
Professional summary
Derek Scott Harrell, who also goes by Derek Scott Harrell, Derek Harrell, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Brandon, Florida and TRANSAMERICA INVESTORS SECURITIES, LLC located in Lakeville, Minnesota.
Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Derek has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Derek Scott Harrell | Derek Harrell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Amazon Flex Package Delivery Driver, non investment related, Amazon SFL4, 6337 County Rd 579, Seffner, FL 33584, start date 11/1/22, devoting around 200 hours monthly none of which are during normal business hours with Transamerica. I will be delivering packages to customers of Amazon that order same day on an as scheduled basis. I choose when and if I want to work based on the shifts needed depending on day and time as well as the pay for that time black.
CRS (Client Relationship Summary) - RIA
Click below to view Derek Scott Harrell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2020 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
Brandon, FL
Current
April 7, 2020 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
Lakeville, MN
Past
June 7, 2013 - July 10, 2019
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
TAMPA, FL
Past
November 14, 2011 - July 10, 2019
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
TRANSAMERICA RETIREMENT ADVISORS, LLC
DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.
CRD#: 107319 / SEC#: 801-42910
RIA
Registered Investment Advisory firm - (12/16/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/20/2020)
RR
Alaska(4/9/2020)
RR
Arizona(4/8/2020)
RR
Arkansas(4/8/2020)
RR
California(4/8/2020)
RR
Colorado(4/13/2020)
RR
Connecticut(4/8/2020)
RR
Delaware(4/13/2020)
RR
District of Columbia(4/9/2020)
RR
Florida(4/8/2020)
IAR
Florida(4/28/2020)
RR
Georgia(4/8/2020)
RR
Hawaii(6/23/2020)
RR
Idaho(4/8/2020)
RR
Illinois(4/14/2020)
RR
Indiana(4/16/2020)
RR
Iowa(4/10/2020)
RR
Kansas(4/8/2020)
RR
Kentucky(4/27/2020)
RR
Louisiana(4/8/2020)
RR
Maine(4/8/2020)
RR
Maryland(4/8/2020)
RR
Massachusetts(5/1/2020)
RR
Michigan(4/10/2020)
RR
Minnesota(4/8/2020)
RR
Mississippi(4/8/2020)
RR
Missouri(4/9/2020)
RR
Montana(4/16/2020)
RR
Nebraska(4/14/2020)
RR
Nevada(4/14/2020)
RR
New Hampshire(4/9/2020)
RR
New Jersey(4/8/2020)
RR
New Mexico(4/8/2020)
RR
New York(4/8/2020)
RR
North Carolina(4/8/2020)
RR
North Dakota(4/13/2020)
RR
Ohio(4/8/2020)
RR
Oklahoma(4/8/2020)
RR
Oregon(4/20/2020)
RR
Pennsylvania(4/8/2020)
RR
Puerto Rico(4/11/2020)
RR
Rhode Island(4/8/2020)
RR
South Carolina(4/8/2020)
RR
South Dakota(4/13/2020)
RR
Tennessee(4/8/2020)
RR
Texas(4/8/2020)
IAR
Texas(9/25/2025)
RR
Utah(4/7/2020)
RR
Vermont(4/8/2020)
RR
Virginia(4/8/2020)
RR
Washington(4/8/2020)
RR
West Virginia(4/8/2020)
RR
Wisconsin(4/16/2020)
RR
Wyoming(4/8/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
TRANSAMERICA RETIREMENT ADVISORS, LLC
DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.
CRD#: 107319 / SEC#: 801-42910
RIA
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Contact information
Main Address
6400 C Street Sw, Cedar Rapids, IA 52499
Mailing Address
Phone number
(866) 368-0566
Established
Firm type
Fiscal year end
# of Employees
383
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
