BH
Brenda R. Haas
MM ASCEND LIFE INVESTOR SERVICES
CINCINNATI, OH 45202
Some features on this profile are disabled
CRD#: 5423175
BH
Professional summary
Brenda Renee Haas is a registered financial advisor currently at MM ASCEND LIFE INVESTOR SERVICES, LLC located in Cincinnati, Ohio.
Brenda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Brenda has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) BHaasPhotos.com, not investment related, address is residential address, online photo print shop, creator and manager of the site and photos, not related to any other securities business, began in March 2022 using Wix as the host, 0-1 hours devoted per month, 0 hours devoted during trading hours, used for posting photos and prints for the public to purchase 2.) MassMutual Ascend Life Insurance Company (MMALIC), located at 191 Rosa Parks Street, Cincinnati, Ohio 45202 is the parent company of MM Ascend Life Investor Services, LLC (MMALIS). MMALIC issues annuities, including registered annuity products. MMALIS serves as the distributor for MMALIC's registered annuities. Brenda works for MassMutual Ascend Life Insurance Company's Annuity Operations division. Position: Product Suitability Analyst; full-time occupation.
CRS (Client Relationship Summary) - RIA
Click below to view Brenda Renee Haas's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brenda Renee Haas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2023 - Present
MM ASCEND LIFE INVESTOR SERVICES, LLC
Office #1: 191 Rosa Parks, Cincinnati, OH 45202RIA
BD
CRD#: 36451
CINCINNATI, OH
Current
January 24, 2023 - Present
MM ASCEND LIFE INVESTOR SERVICES, LLC
Office #1: 191 Rosa Parks, Cincinnati, OH 45202RIA
BD
CRD#: 36451
CINCINNATI, OH
Past
June 29, 2022 - January 17, 2023
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CINCINNATI, OH
Past
June 29, 2022 - January 17, 2023
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CINCINNATI, OH
Past
August 1, 2019 - July 2, 2020
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
CINCINNATI, OH
Past
August 1, 2019 - July 2, 2020
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
CINCINNATI, OH
Past
June 26, 2014 - June 18, 2019
MORGAN STANLEY
RIA
CRD#: 149777
CINCINNATI, OH
Past
March 12, 2014 - June 18, 2019
MORGAN STANLEY
BD
CRD#: 149777
CINCINNATI, OH
Past
June 9, 2011 - September 4, 2012
TOUCHSTONE SECURITIES, INC.
BD
CRD#: 1526
CINCINNATI, OH
Past
February 4, 2009 - May 13, 2011
W&S BROKERAGE SERVICES, INC.
BD
CRD#: 8099
CINCINNATI, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(1/24/2023)
IAR
Ohio(1/24/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MM ASCEND LIFE INVESTOR SERVICES, LLC
AAG SECURITIES, INC. | MM ASCEND LIFE INVESTOR SERVICES, LLC | GREAT AMERICAN ADVISORS, LLC | GREAT AMERICAN ADVISORS, INC. | GREAT AMERICAN ADVISORS LLC | GAA INSURANCE AGENCY
CRD#: 36451 / SEC#: 801-68927, 8-47309
RIA
Registered Investment Advisory firm - SEC (3/31/2012 Terminated)Alabama
Registered Investment Advisory firm - SEC (4/18/2008 Terminated)Arizona
Registered Investment Advisory firm - SEC (11/27/2023 Terminated)Arkansas
Registered Investment Advisory firm - SEC (4/10/2008 Terminated)California
Registered Investment Advisory firm - SEC (4/10/2008 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/14/2008 Terminated)Connecticut
Registered Investment Advisory firm - SEC (4/10/2008 Terminated)Delaware
Registered Investment Advisory firm - SEC (8/29/2018 Terminated)Georgia
Registered Investment Advisory firm - SEC (11/29/2023 Terminated)Idaho
Registered Investment Advisory firm - SEC (4/11/2008 Terminated)Illinois
Registered Investment Advisory firm - SEC (4/1/2008 Terminated)Indiana
Registered Investment Advisory firm - SEC (4/21/2008 Terminated)Iowa
Registered Investment Advisory firm - SEC (4/14/2008 Terminated)Louisiana
Registered Investment Advisory firm - SEC (6/24/2008 Terminated)Maryland
Registered Investment Advisory firm - SEC (9/14/2018 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (6/17/2008 Terminated)Michigan
Registered Investment Advisory firm - SEC (12/4/2023 Terminated)Mississippi
Registered Investment Advisory firm - SEC (4/10/2008 Terminated)Montana
Registered Investment Advisory firm - SEC (4/10/2008 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/14/2008 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2008 Terminated)New Mexico
Registered Investment Advisory firm - SEC (4/10/2008 Terminated)North Carolina
Registered Investment Advisory firm - SEC (11/30/2023 Terminated)North Dakota
Registered Investment Advisory firm - SEC (4/14/2008 Terminated)Ohio
Registered Investment Advisory firm - SEC (7/12/2011 Approved)Oklahoma
Registered Investment Advisory firm - SEC (4/30/2008 Terminated)Oregon
Registered Investment Advisory firm - SEC (4/10/2008 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/27/2023 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (12/1/2023 Terminated)South Carolina
Registered Investment Advisory firm - SEC (11/27/2023 Terminated)South Dakota
Registered Investment Advisory firm - SEC (4/10/2008 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/10/2008 Terminated)Texas
Registered Investment Advisory firm - SEC (4/10/2008 Terminated)Utah
Registered Investment Advisory firm - SEC (11/27/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (4/1/2008 Terminated)Washington
Registered Investment Advisory firm - SEC (4/10/2008 Terminated)West Virginia
Registered Investment Advisory firm - SEC (4/10/2008 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (4/10/2008 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
191 Rosa Parks 12th Floor, Cincinnati, OH 45202
Mailing Address
191 Rosa Parks 12th Floor, Cincinnati, OH 45202
Phone number
(513) 361-9525
Established
Ohio since 06/24/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
12
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MM ASCEND LIFE INVESTOR SERVICES, LLC
CRD#: 36451Cincinnati, OH 45202TRUST BUT VERIFY
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