Michael Robert Brace
CFAProfessional Summary
Michael Robert Brace, CFA, who also goes by Michael R Brace, is a registered financial advisor currently at COURIER CAPITAL, LLC located in Buffalo, New York. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Michael has worked at 3 firms and has passed the Series 66 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael R Brace
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
COURIER CAPITAL | MUSTARD ACQUISITION SUB, LLC | COURIER CAPITAL, LLC | COURIER CAPITAL CORPORATION
Contact Information
Main Address
1114 Delaware Avenue, Buffalo, NY 14209-1604Phone Number
(716) 883-9595# of Employees
26SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,857AUM (Assets Under Management)
$3,585,153,323Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
COURIER CAPITAL | MUSTARD ACQUISITION SUB, LLC | COURIER CAPITAL, LLC | COURIER CAPITAL CORPORATION
State Registrations and Notice Filings
(8/11/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Robert Brace's CRS (Customer Relationship Summary).
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