Leonidas C. Mecham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonidas Carter Mecham, who also goes by Carter Mecham, was a registered financial professional .
Leonidas is a previously registered financial professional and started their career in finance in 2010. Leonidas had worked at 4 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2020 - June 15, 2022
STATETRUST INVESTMENTS INC.
May 1, 2019 - February 21, 2020
CETERA WEALTH SERVICES, LLC
January 22, 2013 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
May 28, 2010 - November 20, 2012
ADVANCED EQUITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
STATETRUST INVESTMENTS INC.
CRD#: 104651 / SEC#: , 8-52954
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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