Joshua O. Herlan
Professional summary
Joshua Owen Herlan, who also goes by Joshua O Herlan, Joshua Herlan, is a registered financial advisor currently at FUTURE U FINANCIAL INC. located in Tulsa, Oklahoma.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Joshua has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Owen Herlan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 24, 2020 - Present
FUTURE U FINANCIAL INC.
Office #1: 2539 South Florence Place, Tulsa, OK 74114March 2, 2012 - August 11, 2020
MORGAN STANLEY
March 2, 2012 - August 11, 2020
MORGAN STANLEY
August 21, 2008 - March 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 21, 2008 - March 5, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 30, 2008 - August 5, 2008
MSI FINANCIAL SERVICES, INC.
May 19, 2008 - August 5, 2008
MSI FINANCIAL SERVICES, INC.
February 27, 2008 - April 10, 2008
EQUITABLE ADVISORS, LLC
February 13, 2008 - April 10, 2008
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/28/2021)
(8/24/2020)
(8/11/2021)
Exams
Current Firm
FUTURE U FINANCIAL INC.
CRD#: 309468 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 46 |
| AUM (Assets Under Management) | $ 45,285,300 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
FUTURE U FINANCIAL INC.
CRD#: 309468Tulsa, OK 74114TRUST BUT VERIFY
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